U
Uniplan Financial Investments Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Uniplan Financial Investments provides financial planning and consulting primarily to individual and high‑net‑worth clients and acts as a solicitor that refers client assets to third‑party money managers. The firm delivers written financial plans and ongoing liaison services — including investment, tax, estate and insurance reviews — but does not custody or directly manage client assets.
The firm’s advice is customized through documented investment objectives and use of fundamental, technical and cyclical analysis, and each client typically executes an investment policy or risk‑tolerance form; the firm does not exercise discretionary trading authority over client accounts. When clients are placed with third‑party managers, Uniplan reviews custodial statements quarterly and provides ongoing client support while the external manager implements portfolio decisions.
Notable differences from many peers include a disclosed solicitor agreement with an external registered adviser and a business model that relies on hourly or flat planning fees and solicitor compensation rather than charging percentage‑of‑assets advisory fees. The firm’s president maintains an active, licensed insurance practice that consumes more than half his time and that may produce insurance commissions for products recommended to clients; that relationship and the resulting conflicts are disclosed in the brochure.
Client services
Financial planning
Selection of other advisers
Expertise
General retirement planning
Cash flow / budgeting
Fee options
Financial planning flat fees from $500 to $1,500 based on complexity
$0 - $500,000: 1.00% (UFI retention) plus 1.00% (FPI retention) = 2.00% max annual fee $500,001 - $999,999: 0.75% (UFI retention) plus 0.75% (FPI retention) = 1.50% max annual fee $1,000,000+: 0.50% (UFI retention) plus 0.50% (FPI retention) = 1.00% max annual fee $0 - $500,000: 1.30% (UFI retention) plus 1.30% (FPI retention) = 2.60% max annual fee (Flexible Fee Schedule Accounts) $500,001 - $999,999: 1.175% (UFI retention) plus 1.175% (FPI retention) = 2.35% max annual fee (Flexible Fee Schedule Accounts) $1,000,000+: 1.05% (UFI retention) plus 1.05% (FPI retention) = 2.10% max annual fee (Flexible Fee Schedule Accounts) All sizes+: 0.875% (UFI retention) plus 0.875% (FPI retention) = 1.75% max annual fee (Group Retirement Plan Accounts)
Commission from insurance products sold by Mr. Weber, ranging from 5% to 90% depending on product
$150 per hour for financial planning services
Fee-only: Financial planning flat fee between $500 and $1,500 based on complexity; hourly rate $150 per hour
Main office location
Uniplan Financial Investments Inc.
14901 Quorum Drive, Suite 465
Dallas TX 75254, United States
Number of offices
1
Most active in
Uniplan Financial Investments Inc. has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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