Unified Investment Management

Unified Investment Management provides discretionary and non-discretionary portfolio management and financial planning services primarily to individual and high-net-worth clients, and also serves other independent advisers by acting as a subadviser. The firm prepares an Investment Policy Statement for each client and requests discretionary trading authority to implement portfolios on an ongoing basis.

The firm emphasizes equity-focused portfolios while also using a range of analytical methods (including fundamental, quantitative, technical, charting, cyclical analysis and modern portfolio theory) and may employ strategies such as long- and short-term trading, margin, short sales and options. Clients receive regular monitoring and quarterly reporting from the custodian, and financial planning is offered to portfolio management clients at no additional charge.

Distinctive aspects include its recent material disclosure reporting an update to its assets under management and its relatively recent formation in 2023; as of December 2025 the firm reported roughly $150.6 million in discretionary AUM across 88 client accounts managed by two advisors. The firm’s investment universe is broad for a small adviser—ranging from listed equities, ETFs (including precious-metal ETFs), fixed income, REITs and real estate funds to private placements and venture capital—and it also accepts subadviser engagements on a negotiated flat-fee basis.