U
Uncaged Impact
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$68,114
Clients
1
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
1
Very LowAverage account size
$68,114
About
Uncaged Impact provides investment management and comprehensive financial planning services aimed primarily at high‑net‑worth individuals and charitable organizations rather than mass‑market (non‑HNW) retail clients; the brochure reports $68,114 in discretionary assets under management for a single client. The firm operates as a fee‑only, independent adviser and states it can manage accounts on a discretionary basis and help coordinate with outside managers when appropriate.
The firm’s investment approach explicitly integrates clients’ financial goals with values‑based and sustainable investing preferences, using ESG and values‑aligned tools, client‑imposed restrictions, and options to implement portfolios through Betterment Advisor Solutions or third‑party managers. Financial planning services include ongoing and limited‑scope engagements that cover a wide range of topics (retirement, tax strategy, estate planning, business and cash‑flow planning) and place particular emphasis on charitable giving strategies such as donor‑advised funds.
What distinguishes this adviser from many peers is its clear focus on impact and philanthropy as core service areas combined with policies that limit proxy voting to clients while offering educational support on shareholder advocacy; the firm also notes the principal’s advanced legal and responsible‑investment training as part of its expertise. The firm does not accept commissions or performance‑based fees, does not block or aggregate trades for clients, and relies on custodial and execution services through a wrap‑style Betterment platform.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
ESG / Sustainable investing
Charitable giving & philanthropy
Demographic focus
Values-based investing
Fee options
Basic Insights Financial Planning: $2,500 to $4,000 fixed fee
$25,000 - $500,000: 1.15% annually $500,001 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.85% annually $2,000,001 - $5,000,000: 0.75% annually $5,000,001 - $10,000,000: 0.50% annually $10,000,000+: 0.45% annually
$375 per hour for Consulting Services
On-Going Financial Planning: $4,000 to $7,000 annually, payable quarterly or monthly in arrears
Account minimum: $25,000 Fee-only: On-Going Financial Planning: $4,000 to $7,000 annually; Basic Insights Financial Planning: $2,500 to $4,000 fixed fee; Consulting Services: $375/hour
Main office location
Uncaged Impact
Scottsdale AZ, United States
Number of offices
1
Most active in
Uncaged Impact has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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