Ultra Advisory Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$142,609,950
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
73
48% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
73
Average account size
$1,953,561
About
Ultra Advisory Group is an independent, SEC‑registered investment adviser that provides discretionary investment management, financial planning, and retirement plan advisory services to affluent and high‑net‑worth individuals, family offices, retirement plans, trusts, estates, charitable organizations and corporations. As a single‑advisor practice, the firm manages roughly $143 million in discretionary assets across about 73 client relationships.
Portfolios are customized to client objectives through asset allocation, periodic rebalancing and a mix of ETFs, mutual funds and, when appropriate, individual securities or limited partnership interests, with analysis grounded in fundamental research, modern portfolio theory and cyclical analysis. The firm may engage third‑party sub‑advisors for specific strategies, retains discretionary authority to hire or terminate managers, and typically includes financial planning services (complimentary for clients who use its investment management).
Distinctive features include sponsorship of a wrap fee program (Anchor Point), which is uncommon for independent single‑advisor firms, and an explicit focus on higher‑net‑worth and institutional retirement plan clients rather than mass‑market individual investors; the brochure also notes the firm may decline accounts smaller than $1,000,000 despite stating no formal minimum. A firm principal holds an insurance license and may receive insurance commissions when acting in that capacity, a disclosed potential conflict of interest the firm addresses in its disclosures.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
Social Security optimization
Charitable giving & philanthropy
Tax-loss harvesting
Long-term care insurance
Fee options
$0 - $999,999: 1.25% $1,000,000 - $1,999,999: 1.00% $2,000,000 - $9,999,999: 0.75% $10,000,000 - $19,999,999: 0.50% $20,000,000 - $29,999,999: 0.40% $30,000,000 - $39,999,999: 0.35% $40,000,000 - $49,999,999: 0.30% $50,000,000+: 0.25%
Hourly charges reported in SEC Form ADV Part 1; no specific hourly rates stated in brochure
Account minimum: $1,000,000
Main office location
Ultra Advisory Group
19800 Macarthur Blvd, Ste. 300
Irvine CA 92612, United States
Number of offices
1
Most active in
Ultra Advisory Group has reported serving >5 clients in these states in the last 12 months.
California · New Hampshire · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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