U
Ultra Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,683,824
This total excludes 30 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
46
2% high-net worth
Advisors
1
of 4 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
46
TypicalAverage account size
$58,344
About
Ultra Advisors LLC provides investment management to individual investors and to retirement plans, including open‑architecture 401(k) plan advisory services. The firm constructs portfolios largely from mutual funds, exchange‑traded funds, target‑date and stable value options, and does not offer standalone financial planning.
The firm’s investment process emphasizes fundamental analysis and longer‑term purchases, with formal account reviews at least annually and additional reviews triggered by contributions, withdrawals or market events. Ultra Advisors reported $2,683,824 in non‑discretionary assets under management as of December 31, 2025, reflecting a practice of seeking client approval before implementing transactions for many accounts.
Ultra Advisors has several atypical affiliations for a firm of its size: it is affiliated with a third‑party administrator/pension consultant that advises thirty 401(k) plans (reported plan assets of $13,202,961 outside regulatory AUM) and with an insurance agency whose representatives may earn commissions on insurance sales. The brochure discloses these relationships and associated conflicts of interest (including suitability reviews), and notes the firm will not vote proxies on clients’ behalf.
Client services
Portfolio management
Pension consulting
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
ESG / Sustainable investing
Occupation focus
Founder/Business Owner
Fee options
$0 - $500,000: 2.00% $500,001 - $2,000,000: 1.50% $2,000,001 - $3,000,000: 1.25% $3,000,001 - $5,000,000: 1.00% Over $5,000,000+: Negotiable
Commission-based compensation earned by insurance agent representatives for selling insurance products separately from advisory fees.
Account minimum: $50,000
Main office location
Ultra Advisors LLC
5521 Mayfield Road
Lyndhurst OH 44124, United States
Number of offices
1
Most active in
Ultra Advisors LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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