Ulmer Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,183,191
Total clients
23
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
23
Average account size
$94,921
About
The firm provides discretionary investment management along with project-based and ongoing financial planning to individuals, charitable organizations, and small businesses. In addition to investment oversight, the firm offers tax return preparation as a service and produces written or electronic financial plans for planning engagements.
Portfolios are constructed around asset-allocation targets developed with each client and are primarily implemented with passively managed funds guided by Modern Portfolio Theory, though the firm also describes tactical shifts and cyclical analysis as tools it may use. Accounts are reviewed at least quarterly, clients may impose reasonable restrictions on investments, and the adviser generally acts with discretionary trading authority once an engagement is established.
Compared with many peers, the firm operates as a very small, single-advisor practice with roughly $2.2 million in assets under management and about two dozen client relationships, a scale that affects the firm’s service model and reporting (the firm does not provide separate written investment reports beyond custodian statements). The principal holds both CFP and Enrolled Agent credentials and maintains a part-time outside role as a church administrator, which the brochure discloses as a material outside business activity.
Client services
Financial planning
Portfolio management
Tax preparation services
Fee options
Project-Based Financial Planning fixed fees range from $1,200 to $6,000 depending on complexity and client needs.
$0 - $500,000: 0.95% $500,001 - $1,000,000: 0.80% $1,000,001 - $3,000,000: 0.70% $3,000,001+: 0.50%
$100-$500 per hour (for ongoing comprehensive financial planning monthly fee, $100-$500 per month)
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Ulmer Financial
Charlottesville VA, United States
Number of offices
1
Forms ADV
Quick links
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