UL Wealth LLC logo

UL Wealth LLC

Updated today

Client assets under management

$29,178,035

Clients

117

20% high-net-worth

Advisors

4

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

29

Low

Average account size

$249,385

About

The firm provides discretionary and non-discretionary investment management, financial planning, consulting, and pension consulting to individuals (including high‑net‑worth clients), employee benefit plans, charitable organizations, and businesses. Services include portfolio management, implementation of model portfolios from unaffiliated managers, participant education, and management of held‑away accounts such as 401(k)s and HSAs.

Investment advice is tailored to each client’s objectives and risk tolerance, with methods that include technical, fundamental, and cyclical analysis alongside modern portfolio theory; the firm primarily recommends ETFs and uses both long‑ and short‑term strategies as appropriate. Accounts are typically managed on a discretionary basis with at least annual reviews, and the firm notes that tax efficiency is considered but not its primary investment objective.

Notable features disclosed in the brochure include the firm’s use of external promoters/endorsements and written promoter agreements that pay a portion of advisory fees as referral compensation, a practice that the firm explicitly describes and discloses. Management also maintains non‑advisory real estate business interests and provides tools for tax‑aware asset location and rebalancing in held‑away accounts, which are operational elements the firm highlights as part of its service model.

Client services

Financial planning Portfolio management Pension consulting Advisory consulting

Expertise

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Real estate investing

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Fee options

Fixed

Financial planning fixed fees ranging $1,000 to $12,000; Consulting fixed fees ranging $1,000 to $75,000

Percentage

$0 - $500,000: 1.50% $500,000 - $1,000,000: 1.25% $1,000,000 - $5,000,000: 1.00% $5,000,000 - $10,000,000: 0.75% $10,000,000 - $25,000,000: 0.50% $25,000,000 - Next $25,000,000+: 0.40%

Project-based

$150 to $350 per hour for financial consulting services

Other

Fee-only: Financial planning fixed fees $1,000 to $12,000; consulting services fixed fees $1,000 to $75,000; hourly consulting fees $150 to $350 per hour

Main office location

UL Wealth LLC

3316 N Oak St Ext

Valdosta GA 31605, United States

Number of offices

1

Most active in

Georgia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Cristie D

Series 65

Valdosta, GA

UL Wealth LLC

Cristie Dasher is a financial advisor at UL Wealth LLC in Valdosta, GA, holding a Series 65 designation with one year of industry experience. Prior to joining UL Wealth, she worked at Prime Properties Services LLC for eight years and was employed at Valwood School for two years. UL Wealth LLC advises individual and high-net-worth clients, as well as pension plans, charitable organizations, and small businesses. The firm focuses on discretionary and non-discretionary investment management, financial planning, and consulting, utilizing model portfolios with an emphasis on ETFs and diversified strategies tailored to client objectives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Real estate investing
user avatar

Thomas W

Series 65

Valdosta, GA

UL Wealth LLC

Thomas Walker is a financial advisor at UL Wealth LLC with a Series 65 designation and two years of industry experience. His prior work includes roles at S&J Water Residual, Griffin Chrysler Dodge, and Fisherman Inc. outside the financial sector. UL Wealth LLC serves individual and high-net-worth clients, as well as pension plans, charitable organizations, and small businesses. The firm offers investment management, financial planning, and pension consulting, focusing on model portfolios with ETFs and diversified strategies tailored to client objectives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Real estate investing
user avatar

Michael B

Series 65

Valdosta, GA

UL Wealth LLC

Michael Browning is a financial advisor at UL Wealth LLC in Valdosta, GA, holding a Series 65 designation with five years of industry experience. Prior to his current role since 2020, he worked for Vulcan Steel for 20 years. Outside of advising, he serves as president of M.B. Browning Homes, Inc., a real estate rental, lease-to-own, and sales business he has operated since 1994. UL Wealth LLC advises individual and high-net-worth clients, as well as pension plans, charitable organizations, and small businesses. The firm offers investment management, financial planning, and consulting services, focusing on tailored portfolios that emphasize ETFs and diversified strategies.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Real estate investing
user avatar

Matthew P

Series 65

Valdosta, GA

UL Wealth LLC

Matthew Pittman is a financial advisor at UL Wealth LLC with a Series 65 designation and four years of industry experience. His prior roles include positions at Brookwood North Investment Advisors and work in the agricultural sector at Ag Mart Produce. UL Wealth LLC primarily serves individual and high-net-worth clients, as well as pension plans, charitable organizations, and small businesses. The firm offers investment management, financial planning, and pension consulting services, focusing on model portfolios with ETFs and diversified strategies tailored to client objectives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Real estate investing
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