Advisors at this firm
William H
Series 63, Series 65
Austin, TX
U.S. Capital Wealth Advisors, LLC
William Hurt is a financial advisor at U.S. Capital Wealth Advisors, LLC with 25 years of industry experience. He holds Series 63 and Series 65 licenses and has been with U.S. Capital Wealth Advisors since 2021. Prior to that, he was associated with USCA Securities LLC and USCA RIA LLC. U.S. Capital Wealth Advisors, LLC provides wealth management and financial planning to individual investors, family offices, institutions, charitable organizations, and businesses. The firm manages approximately $7.28 billion in assets and employs a combination of fundamental, technical, and quantitative analysis, utilizing external managers and various investment vehicles to serve a diverse client base.
Gil B
Series 66
Austin, TX
U.S. Capital Wealth Advisors, LLC
Gil Beer is a financial advisor at U.S. Capital Wealth Advisors, LLC with 20 years of industry experience. He holds the Series 66 designation and has been with U.S. Capital Wealth Advisors since 2021. Prior to this, he worked with USCA Securities LLC and Usca Ria LLC. He also serves as a trustee for a family trust. U.S. Capital Wealth Advisors provides wealth management and financial planning services to individual investors, family offices, institutions, charitable organizations, and businesses. The firm employs a combination of fundamental, technical, and quantitative analysis and utilizes a range of investment vehicles and external managers to support approximately $7.28 billion in assets under management.
Julieta S
Series 66
Austin, TX
U.S. Capital Wealth Advisors, LLC
Julieta Sandoval is a financial advisor at U.S. Capital Wealth Advisors, LLC with 25 years of industry experience. She holds the Series 66 designation and has worked at several affiliated firms since 2010. Her roles include managing operations as chief administrative officer and managing director. U.S. Capital Wealth Advisors provides wealth management and financial planning services to individuals, family offices, institutions, charitable organizations, and businesses. The firm manages approximately $7.28 billion in assets and employs a multi-disciplinary investment approach that incorporates fundamental, technical, and quantitative analysis alongside a variety of external managers and investment products.
Hugh M
Series 63, Series 65
Andover, MA
U.S. Capital Wealth Advisors, LLC
Hugh Maginnis Jr. is a financial advisor at U.S. Capital Wealth Advisors, LLC with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms including Triad Advisors, Pinnacle Private Wealth, and Risk Paradigm Group Holdings. In addition to his advisory role, he is a registered insurance agent selling and servicing fixed insurance and annuity contracts. U.S. Capital Wealth Advisors provides wealth management and financial planning to individual investors, family offices, institutions, charitable organizations, and businesses. The firm manages approximately $7.28 billion in assets and employs a multi-faceted investment approach that includes fundamental, technical, and quantitative analysis, using both internal and external management strategies.
James M
Series 66
Houston, TX
U.S. Capital Wealth Advisors, LLC
James Mc Daniel is a financial advisor at U.S. Capital Wealth Advisors, LLC with 10 years of industry experience. He holds a Series 66 designation and previously worked at Commonwealth Financial Network and Austin Financial Partners. In addition to his advisory role, he is involved in selling fixed insurance products. U.S. Capital Wealth Advisors provides wealth management and financial planning services to individuals, family offices, institutions, charitable organizations, and businesses. The firm employs a multi-strategy investment approach utilizing fundamental, technical, and quantitative analysis, alongside external managers and diverse investment vehicles.
Bradley S
CFP®, Series 66
Austin, TX
U.S. Capital Wealth Advisors, LLC
Bradley Shields is a CFP® professional with 12 years of experience in the financial services industry. He is currently with U.S. Capital Wealth Advisors, LLC, where he has worked since 2021. His prior experience includes roles at Wells Fargo Advisors and Wells Fargo Clearing. U.S. Capital Wealth Advisors, LLC provides wealth management and financial planning services to individual investors, family offices, institutions, charitable organizations, and businesses. The firm manages approximately $7.28 billion in assets, utilizing a combination of fundamental, technical, and quantitative analysis alongside external managers and model programs.
Ryan R
Series 66
Austin, TX
U.S. Capital Wealth Advisors, LLC
Ryan Ringuet is a financial advisor at U.S. Capital Wealth Advisors, LLC with 21 years of industry experience. He holds a Series 66 designation and has been with U.S. Capital Wealth Advisors since 2021. Prior to that, he was affiliated with USCA Securities LLC and Usca Ria LLC. U.S. Capital Wealth Advisors, LLC provides wealth management and financial planning services to individual investors, family offices, institutions, charitable organizations, and businesses. The firm combines fundamental, technical, and quantitative analysis in its investment approach and manages approximately $7.28 billion in assets across 68 advisors serving over 4,200 clients.
John H
Series 63, Series 66
Austin, TX
U.S. Capital Wealth Advisors, LLC
John Howle is a financial advisor at U.S. Capital Wealth Advisors, LLC with 41 years of industry experience. He holds Series 63 and Series 66 licenses and has been with U.S. Capital Wealth Advisors since 2021. Prior to that, he was associated with USCA Securities LLC and Usca Ria LLC. U.S. Capital Wealth Advisors provides wealth management and financial planning services to individual investors, family offices, institutions, charitable organizations, and businesses. The firm employs a multi-faceted investment approach combining fundamental, technical, and quantitative analysis, and utilizes a range of external managers and model programs alongside mutual funds, ETFs, and alternative investment vehicles.
Nicholas E
CFP®, Series 66
Austin, TX
U.S. Capital Wealth Advisors, LLC
Nicholas Erwin is a CFP® professional with 21 years of experience in the financial industry. He is currently with U.S. Capital Wealth Advisors, LLC, where he has worked since 2021, and has prior experience with USCA Securities LLC and Usca Ria LLC. U.S. Capital Wealth Advisors, LLC provides wealth management and financial planning services to individual investors, family offices, institutions, charitable organizations, and businesses. The firm manages approximately $7.28 billion in assets and employs a multifaceted investment approach that includes fundamental, technical, and quantitative analysis, utilizing external managers, model programs, and a variety of investment vehicles.
Davis R
Series 66
Austin, TX
U.S. Capital Wealth Advisors, LLC
Davis Rushing is a financial advisor and managing director at U.S. Capital Wealth Advisors, LLC with 19 years of industry experience. He holds the Series 66 designation and has been with U.S. Capital Wealth Advisors since 2021, following prior roles with affiliated firms including USCA Securities LLC and USCA RIA LLC. Outside of his advisory work, he serves on the board of directors for Generation Park Management District and is involved in acting and production through Rushing Productions. U.S. Capital Wealth Advisors, LLC provides wealth management and financial planning services to individual investors, family offices, institutions, charitable organizations, and businesses. The firm employs a diversified investment approach combining fundamental, technical, and quantitative analysis, and utilizes both internal and external managers across a range of investment vehicles.
Edward R
Series 63, Series 65, Series 66
Austin, TX
U.S. Capital Wealth Advisors, LLC
Edward Randall IV is a financial advisor with U.S. Capital Wealth Advisors, LLC, holding Series 63, 65, and 66 licenses and bringing 26 years of industry experience. He has been with U.S. Capital Wealth Advisors since 2021 and has longstanding roles at affiliated entities including USCA Securities LLC and U.S. Capital Advisors LLC since 2010. Outside of his advisory work, Randall serves on the board of directors for Dynamic Health Strategies, LLC. U.S. Capital Wealth Advisors, LLC provides wealth management and financial planning services to individual investors, family offices, institutions, charitable organizations, and businesses. The firm employs a comprehensive investment approach combining fundamental, technical, and quantitative analysis, utilizing both internal and external managers to serve its client base.
Kenneth M
Series 63, Series 65
New York, NY
U.S. Capital Wealth Advisors, LLC
Kenneth Mathieson is a financial advisor at U.S. Capital Wealth Advisors, LLC with 38 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Laidlaw Wealth Management, Steward Partners, and Raymond James Financial Services. U.S. Capital Wealth Advisors, LLC provides wealth management and financial planning services to individual investors, family offices, institutions, charitable organizations, and businesses. The firm employs a diverse investment approach that includes fundamental, technical, and quantitative analysis, utilizing external managers and various model programs to serve its client base.
Lavada W
Series 66
Houston, TX
U.S. Capital Wealth Advisors, LLC
Lavada Waters is a financial advisor at U.S. Capital Wealth Advisors, LLC with 23 years of industry experience. She holds a Series 66 designation and has worked previously at Purshe Kaplan Sterling Investments and Merrill. U.S. Capital Wealth Advisors provides wealth management and financial planning services to individual investors, family offices, institutions, charitable organizations, and businesses. The firm combines fundamental, technical, and quantitative analysis, employing a range of investment vehicles and external managers to serve its clients.
Barry G
Series 63, Series 66
Austin, TX
U.S. Capital Wealth Advisors, LLC
Barry Guinn is a financial advisor at U.S. Capital Wealth Advisors, LLC with 25 years of industry experience. He holds Series 63 and Series 66 designations and has worked at U.S. Capital Wealth Advisors since 2021. Outside of finance, he is the sole owner and managing partner of 1-800-STRIPER, LLC, a pavement and parking lot striping business. U.S. Capital Wealth Advisors, LLC provides wealth management and financial planning services to individual investors, family offices, institutions, charitable organizations, and businesses. The firm manages approximately $7.28 billion in assets and employs a multi-faceted investment approach that includes fundamental, technical, and quantitative analysis, as well as the use of external managers and various investment vehicles.
Kim Ha N
CFP®, Series 63, Series 65
Austin, TX
U.S. Capital Wealth Advisors, LLC
Kim Ha Nguyen is a CFP® professional with 26 years of industry experience, currently serving as a financial advisor at U.S. Capital Wealth Advisors, LLC since 2021. Prior to this, Nguyen was associated with USCA Securities LLC and Usca Ria LLC. Nguyen is also a co-trustee of a family trust created for estate planning purposes. U.S. Capital Wealth Advisors, LLC provides wealth management and financial planning services to individual investors, family offices, institutions, charitable organizations, and businesses. The firm employs a combination of fundamental, technical, and quantitative analysis and utilizes a range of investment vehicles and external managers to support approximately $7.28 billion in assets under management.