Tweddell Goldberg Investment Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$96,927,246
Total clients
113
53% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
57
Average account size
$857,763
About
Tweddell Goldberg provides investment management and occasional limited-scope financial planning to individuals and their families, including high-net-worth clients, as well as to trusts and business entities. The fee-only firm manages about $96.9 million for roughly 113 clients through a small advisory team and offers both discretionary and non-discretionary advisory arrangements.
Portfolios are built primarily with no-load or low-load mutual funds and ETFs, with a preference for the lowest-cost share classes available and use of fundamental and technical analysis supported by Morningstar and other research services. The firm can trade discretionarily but also manages a substantial portion of assets on a non-discretionary basis, obtaining client approval before entering transactions for those accounts.
Notable among peers, Tweddell Goldberg reports a majority of assets as non-discretionary (approximately $50.5 million non-discretionary versus $46.4 million discretionary), which is uncommon for supported firms in this category. It operates without accepting commissions or 12b-1 fees, does not vote proxies on clients’ behalf, and states no formal account minimum, reflecting its practice of individualized, client-directed account management.
Client services
Expertise
Fee options
0.3% to 1.00% annually, negotiable up to a maximum of 1.00% per year
$275 per hour for limited scope financial planning engagements
Minimum fee: Minimum fee of $1,000 for hourly financial planning engagements Fee-only: Fee-only firm; no commissions or other fees accepted
Main office location
Tweddell Goldberg Investment Management
Sonora CA, United States
Number of offices
2
Most active in
California · Maryland
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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