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Tuve Investment Management, Inc.

Updated today

Client assets under management

$147,702,966

Clients

523

11% high-net-worth

Advisors

2

of 6 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

262

Very High

Average account size

$282,415

About

Tuve Investment Management provides discretionary portfolio management and individualized investment advice primarily to individual and high-net-worth clients, overseeing roughly $147.7 million in client assets across more than 500 accounts. The firm emphasizes continuous account supervision and tailors portfolios to each client’s stated goals and restrictions.

The firm conducts at least monthly reviews and uses a blend of technical, charting, cyclical, valuation and fundamental analysis to construct and rebalance portfolios. Strategies range from long- and short-term holdings to occasional trading, and the firm discloses that it may use leveraged exchange-traded funds for shorter-term tactical positions.

Tuve is notable for its unusually high client-to-advisor ratio (more than 250 clients per advisor), which is atypical for similarly sized supported firms and may affect service workflows and contact frequency. The firm’s advisory representatives are also licensed insurance agents and may offer commissionable insurance products, and the brochure discloses a prior registration relationship with a broker-dealer that has since ended; these affiliations are identified as potential conflicts and are disclosed to clients.

Client services

Portfolio management

Expertise

Concentrated stock management Options & derivatives strategies Passive / index investing Active portfolio management

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Fee options

Percentage

Negotiated percentage not to exceed 1.50% annually, billed monthly in arrears

Main office location

Tuve Investment Management, Inc.

227 East San Marnan Drive

Waterloo IA 50702, United States

Number of offices

1

Most active in

Florida · Iowa · Minnesota · Missouri · Nebraska · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

John T

CFP®, Series 63

Waterloo, IA

Tuve Investment Management, Inc.

John Tuve is a CFP® with 41 years of industry experience, currently serving as a financial advisor at Tuve Investment Management, Inc., where he has worked since 2015. Prior to this, he was associated with Purshe Kaplan Sterling Investments for nine years. Outside of his advisory role, he is a licensed insurance agent and a licensed notary in Iowa. Tuve Investment Management provides discretionary asset management to individual and high-net-worth clients, managing approximately $133 million across more than 1,400 client relationships. The firm utilizes a combination of technical and fundamental analysis to create tailored portfolios and employs both long-term and short-term trading strategies to meet client objectives.

Concentrated stock management Options & derivatives strategies Passive / index investing Active portfolio management
user avatar

Stanley T

Series 65

Waterloo, IA

Tuve Investment Management, Inc.

Stanley Tuve is a financial advisor at Tuve Investment Management, Inc. in Waterloo, IA, with seven years of industry experience. He holds a Series 65 designation and previously worked at Purshe Kaplan Sterling Investments from 2015 to 2018. Tuve Investment Management provides discretionary asset management to individual and high-net-worth clients, managing approximately $133.3 million across 1,409 client relationships. The firm employs a combination of technical and fundamental analysis to construct and manage tailored portfolios, offering continuous supervision and monthly reviews.

Concentrated stock management Options & derivatives strategies Passive / index investing Active portfolio management
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