Tuve Investment Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$133,271,675
Total clients
1,409
33% high-net worth
Total advisors
2
of 6 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
705
Average account size
$94,586
About
Tuve Investment Management provides discretionary asset management to individual and high‑net‑worth clients, managing approximately $133.3 million across 1,409 client relationships. The firm offers tailored portfolios composed of individual stocks and bonds, ETFs, options, mutual funds and other public and private investments, with continuous supervision and monthly portfolio reviews.
The firm combines technical approaches (charting, cyclical analysis) with valuation and fundamental analysis to build and rebalance portfolios, and uses long‑term, short‑term and occasional trading strategies as appropriate to client objectives. Clients receive individualized advice and may impose reasonable investment restrictions; accounts are reviewed at least quarterly and portfolios are monitored and rebalanced at least monthly.
Compared with peers, Tuve has an unusually high client count per advisor (well over 200 clients per advisor), which suggests reliance on standardized processes, custodial reporting and scalable workflows to serve a large client base. Its advisors also serve as registered representatives of Purshe Kaplan Sterling Investments (PKS) and are licensed to sell insurance products, and the brochure discloses that they may receive commissions for commissionable securities and insurance sales — a potential conflict of interest the firm addresses in its disclosures.
Client services
Fee options
Negotiated percentage of assets under management not to exceed 1.50% annually, billed monthly in arrears
Supervised persons may receive commissions for securities sales through Purshe Kaplan Sterling Investments, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Tuve Investment Management, Inc.
227 East San Marnan Drive
Waterloo IA 50702, United States
Number of offices
1
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