Turning Point Financial Advisory
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,871,272
This total excludes 6 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Turning Point Financial Advisory provides fee-based investment advisory and financial planning services primarily to plan sponsors, qualified retirement plans and other institutional clients, while also accepting individual, trust, estate and charitable clients. The firm’s services include plan-level consulting and participant fiduciary advice as well as customized portfolio management and financial planning for individual clients.
The firm manages portfolios on a custom, non-discretionary basis, requiring client approval of transactions and employing a tactical allocation approach intended to reduce risk and pursue stronger relative performance. Investment analysis draws on fundamental, technical and cyclical methods and uses a range of instruments — including mutual funds, ETFs, equities and fixed income — with formal Investment Policy Statements used for qualified plan recommendations.
Distinctive features include an emphasis on pension consulting and ERISA-related services (such as IPS development, QDIA assistance, participant education and plan surveys), a service mix that is uncommon for firms in this category. The adviser operates as a small, single-advisor firm that offers hourly and fixed-fee planning options and whose representatives are also licensed to sell insurance products, which the brochure notes can generate separate commission-based compensation.
Client services
Financial planning
Portfolio management
Pension consulting
Occupation focus
Retired
Founder/Business Owner
Fee options
Up to $10,000 per year depending on scope and complexity
1.25% annually
$250 per hour
Main office location
Turning Point Financial Advisory
Riverview FL, United States
Number of offices
1
Most active in
Turning Point Financial Advisory has reported serving >5 clients in these states in the last 12 months.
Florida · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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