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Tudor Financial, Inc.

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Client assets under management

$254,611,057

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Clients

431

17% high-net worth

Advisors

3

of 6 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

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Clients per advisor

144

Very High

Average account size

$590,745

About

Tudor Financial provides investment management, financial planning and retirement-plan services to individuals (including high-net-worth clients), trusts and small- to mid-sized retirement and pension plans. The firm manages about $256.3 million in discretionary assets through a three-advisor team and offers portfolio solutions that range from conservative income to aggressive growth.

The firm’s process is research-driven and begins with a multi-page client assessment to match return and risk profiles to strategy choices; implementation uses no-load mutual funds, screened ETFs and, for larger accounts, individual securities. Tudor operates several systematic strategies — including a Legacy Growth individual-stock approach that narrows the NYSE universe to a small, high-quality cohort — and applies layered risk management (volatility monitoring and phased reallocation) alongside ETF and mutual-fund ranking systems tied to liquidity, risk and performance.

What distinguishes Tudor from many peers is its mix of institutional work and investor education: the firm manages pooled pension accounts and runs a RetirementTrack 401(k) service while also producing periodic newsletters and offering educational seminars to clients and the public at no cost. The firm’s credentialed advisory staff (CPAs, CFPs, CLUs, EAs), proprietary liquidity-focused ETF screening and structured seminar/newsletter program are operational features that may appeal to clients seeking both plan-level services and individualized investment advice.

Client services

Financial planning Portfolio management Pension consulting Newsletters or periodicals Educational seminars or workshops

Expertise

Active portfolio management Passive / index investing Tax-loss harvesting General retirement planning

Occupation focus

Founder/Business Owner Retired

Fee options

Fixed

Comprehensive financial plans starting at $495; other fixed fees from $495 to $895

Percentage

$0 - $500,000: 1.25% of balance annually $500,001 - $3,000,000: 1.00% of entire balance annually Greater than $3,000,000+: .75% of entire balance annually $500,000 - $5,000,000: .75% of entire balance annually (Legacy Individual Stock Strategy) Greater than $5,000,000+: .60% of entire balance annually (Legacy Individual Stock Strategy)

Commissions

Representatives may sell securities/insurance products for commissions in their separate registered representative or insurance agent capacities

Project-based

Financial Planning Services billed on hourly basis with rates varying by complexity and advisor experience

Subscriptions

Financial advisory/planning services can be charged as monthly fees ranging from $150 to $400 per month

Other

Account minimum: $10,000 Minimum fee: RetirementTrack 401(k) Management Services minimum $300/year custodial fee Fee-only: Financial Planning Services hourly rates vary; comprehensive financial plan fees from $495 to $895; ongoing advisory/planning fees $150-$400 per month

Main office location

Tudor Financial, Inc.

8111 Timberlodge Trail

Dayton OH 45458-2103, United States

Number of offices

1

Most active in

More info

Florida · Ohio · Rhode Island

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 937-439-9292

Advisors at this firm

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Melvin B

Series 63

Dayton, OH

Tudor Financial, Inc.

Melvin Brazie is a financial advisor at Tudor Financial, Inc. with 52 years of industry experience. He holds a Series 63 designation and has worked at Westminster Financial Securities, Inc. since 2016. In addition to his advisory role, he owns B & B Tax and Bookkeeping Service, Inc., providing bookkeeping and income tax services. Tudor Financial serves individuals, families, trusts, and employer-sponsored retirement plans with a research-driven, model-based investment approach that includes a range of mutual funds, ETFs, and individual-stock strategies. The firm also manages pooled pension accounts and offers a specialized 401(k) management service, emphasizing risk management and public educational outreach.

Active portfolio management Passive / index investing Tax-loss harvesting General retirement planning Founder/Business Owner Retired
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Adam D

Series 65

Dayton, OH

Tudor Financial, Inc.

Adam Donaldson is a financial advisor with Tudor Financial, Inc. in Dayton, OH. He holds a Series 65 designation and has been with Tudor Financial since 2020. Outside of his advisory role, he has experience working in a high school setting. Tudor Financial provides investment management and financial planning services to individuals, families, trusts, and employer-sponsored retirement plans. The firm employs a research-driven, model-based approach and offers services ranging from no-load mutual funds and ETFs to specialized individual-stock strategies.

Active portfolio management Passive / index investing Tax-loss harvesting General retirement planning Founder/Business Owner Retired
user avatar

Grant D

Series 63, Series 65

Dayton, OH

Tudor Financial, Inc.

Grant Donaldson is a financial advisor at Tudor Financial, Inc. in Dayton, Ohio, with 36 years of industry experience. He holds Series 63 and Series 65 designations and has been with Tudor Financial since 1992, following prior work at Westminster Financial Securities, Inc. since 1989. Tudor Financial provides investment management and financial planning services to individuals, families, trusts, and employer-sponsored retirement plans. The firm employs a research-driven, model-based approach with a focus on risk management and offers a variety of investment vehicles, including no-load mutual funds, ETFs, and an individual-stock Legacy Growth strategy.

Active portfolio management Passive / index investing Tax-loss harvesting General retirement planning Founder/Business Owner Retired
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