T
TSN Management Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$200,000
Clients
2
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$100,000
About
The firm provides advisory and brokerage-related services to individual clients, primarily non–high-net-worth individuals, and is affiliated with a broker-dealer, operating as a registered representative in addition to its advisory activities. It also offers portfolio management for pooled investment vehicles rather than focusing on individual discretionary accounts.
Its investment work is structured around pooled vehicle management and includes performance-based fee arrangements instead of the percentage-of-AUM billing common at many peers. Day-to-day client service and operations are handled directly by the firm’s principal, with occasional use of outside consultants and research resources.
What is most distinctive is the combination of a broker-dealer affiliation and the capacity to charge performance-based fees for pooled vehicles—features that are unusual among independent advisers. The firm also operates at a very small scale (about $200,000 in reported AUM and two clients), which, together with its fee and offering structure, sets it apart from typical independent advisory firms.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Options & derivatives strategies
Fee options
Most active in
TSN Management Inc. has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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