Tsai Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,218,665
Clients
14
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
14
LowAverage account size
$444,190
About
Tsai Wealth Management provides personalized financial planning, investment management, and consulting to individuals, pension and profit‑sharing plans, and trusts. The firm offers ongoing discretionary portfolio management as well as standalone financial planning engagements, with compensation structured through asset‑based advisory arrangements and separate planning fees.
The adviser emphasizes strategic asset allocation and diversification and employs a long‑term, buy‑and‑hold approach, implementing portfolios primarily with no‑load institutional mutual funds (including Dimensional Fund Advisors), exchange‑traded funds, individual fixed‑income securities and certificates of deposit. Accounts are managed on a discretionary basis with at least quarterly formal reviews and periodic rebalancing and tax‑management considerations.
The firm is affiliated with a related CPA practice (Jack Tsai & Associates); the principal advisor is a CPA and Personal Financial Specialist who devotes approximately 75% of his time to the accounting practice, and the brochure discloses this arrangement and any potential conflicts while noting clients are not required to use the accounting services. Tsai Wealth Management also directs clients to Charles Schwab’s institutional custody platform for custody, trade execution and reporting, citing the operational and technology services that support its advisory activities.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
College savings (529s, UTMA, etc.)
Cash flow / budgeting
Fee options
1.00% annual fee, billed quarterly in arrears (0.25% per quarter)
Financial planning fees charged at $250 per hour
Minimum fee: Financial planning projects minimum fee $2,000, negotiable Fee-only: Financial planning fees charged hourly at $250 per hour
Main office location
Tsai Wealth Management
238 South Arroyo Pkwy #120
Pasadena CA 91105, United States
Number of offices
1
Most active in
Tsai Wealth Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")