T
Troika Investment Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$12,869,893
Total clients
12
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$1,072,491
About
Troika Investment Advisors provides fee-only portfolio management and limited consulting services for individuals, trusts, estates and charitable organizations, managing both equity and fixed-income allocations. Clients may also engage the firm for targeted advice such as asset-allocation reviews or assessments of third-party advisors.
The firm relies on fundamental analysis and a “growth at a reasonable price” equity style, typically constructing individually managed portfolios of roughly 20 large-cap, high-quality, often dividend-paying stocks alongside bond ladders. Troika emphasizes a long-term investment horizon, relatively low turnover, and implements written client restrictions while managing accounts on a discretionary basis.
Notably, Troika includes charitable organizations among its client types, which is uncommon for independent advisers in this category, and operates with a modest asset base and small client roster. The firm’s manager holds the Chartered Financial Analyst designation, provides quarterly account reporting and a periodic newsletter, does not take custody of client assets, and leaves broker selection to clients.
Client services
Portfolio management
Investment consulting to answer specific client investment questions - hourly fee basis
Investment consulting to answer specific client investment questions - hourly fee basis
Expertise
Active portfolio management
Fee options
$0+: 1.00% annually on equity portion $0+: 0.50% annually on bond portion
$150 per hour
Account minimum: $100,000 Fee-only: Equity portion: 1.00% annually (0.25% per quarter); Bond portion: 0.50% annually (0.125% per quarter)
Main office location
Troika Investment Advisors, LLC
Hampton CT, United States
Number of offices
1
Most active in
Troika Investment Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")