Triumph Capital Management

Triumph Capital Management provides discretionary investment management, financial planning, and retirement plan advisory services to a broad client base that includes individual investors (both non‑HNW and high‑net‑worth), families, small businesses, foundations, trusts, and estates. The firm also offers model‑based programs and access to third‑party asset managers, including a platform‑specific “Managed by TCM at Security Benefit” program and an in‑house Triumph Turnkey Asset Management Program (TTAMP).

The firm’s investment process combines fundamental, cyclical, and technical analysis and may employ long‑ and short‑term holdings, options, derivatives, alternative investments, and cryptocurrency allocations when suitable for a client’s objectives. For program participants, Triumph uses model portfolios—including a tactical Security Benefit model that rotates across commodities, REITs, fixed income, and equities—and TTAMP models that are managed at the model level rather than being individually personalized and can be subject to allocation constraints for smaller accounts.

Several operational and conflict‑of‑interest features distinguish the firm from many peers: it reports no firm‑imposed account minimums, runs a Security Benefit program that is limited to the funds available on that platform, and maintains related‑party arrangements (an affiliated insurance agency and a firm‑affiliated private foundation that compensates the firm). The brochure also discloses use of a third‑party class‑action claims monitor (Chicago Clearing Corporation, which retains a portion of recoveries), and notes that Triumph does not accept proxy‑voting authority for client securities.