Trinity Capital Management, LLP

Trinity Capital Management is an independent, state-registered investment adviser that provides discretionary asset management and related advisory services to individuals, high-net-worth individuals, and entities such as trusts, estates and charitable organizations. The firm manages roughly $39.7 million across a small client base and provides ongoing portfolio management tailored to each client’s financial situation and objectives.

The firm uses a mix of fundamental, technical and cyclical analysis and implements strategies that include long- and short-term holdings, option writing and the use of margin in client accounts. Accounts are managed on a discretionary basis and trading and custody are conducted through an institutional broker platform where advisory services and trade execution are provided under a bundled wrap-fee arrangement.

What is distinctive about Trinity Capital Management relative to many independent peers is that it offers services exclusively through a wrap-fee program and serves as the program sponsor—an arrangement that is uncommon among independent advisers. The firm also discloses the use of borrowing (margin) within separately managed accounts and its participation in an institutional broker program that provides block trading, technology and other benefits, which the firm notes may present operational conflicts related to custody and execution choices.