Trinity Asset Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$55,086,000
Clients
37
46% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
37
HighAverage account size
$1,488,811
About
Trinity Asset Management provides discretionary and non‑discretionary investment management primarily for individual investors—including taxable brokerage and IRA accounts—and also manages higher‑net‑worth relationships and a Family Foundation. The firm constructs long‑only portfolios using mutual funds, individual equities, ETFs and fixed income to meet clients’ investment objectives.
The adviser applies modern portfolio theory to set asset allocations tailored to each client’s time horizon, tax status and self‑reported risk tolerance, and conducts ongoing monitoring with reviews triggered by adverse sector or position movements. For larger accounts the firm may, with client permission, use prime brokerage arrangements to access third‑party research while trading through a discount custodian.
Distinctive for a single‑adviser independent firm, Trinity’s practice includes institutional portfolio management for a family foundation in addition to retail clients, a capability relatively uncommon among peers. The firm’s principal holds the CFA designation, uses direct billing through the custodian, and leaves proxy voting to clients rather than voting proxies on their behalf, reflecting specific operational choices in its governance model.
Client services
Portfolio management
Expertise
Wealth management
Fee options
$0+: 1.0% per year (Equity Portfolios and Fixed Income accounts under $100K) $100,000+: 0.60% per year (Fixed Income accounts $100K or more)
Fee-only: 1.0% per year for Equity and Fixed Income accounts under $100K; 0.60% per year for Fixed Income accounts $100K or more; fees may be negotiable
Main office location
Trinity Asset Management, Inc.
Clarendon Hills IL, United States
Number of offices
1
Most active in
Trinity Asset Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Illinois · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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