Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$12,185,072
Total clients
41
0% high-net worth
Total advisors
5
of 6 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
8
Average account size
$297,197
Trident Advisors LLC provides investment advisory and portfolio management services primarily to individual clients rather than high-net-worth households. Its Form ADV reports about $12.2 million in regulatory assets under management, 41 clients, and a five-advisor team.
The firm delivers advice largely on a non-discretionary basis, so clients typically retain final authority over trading decisions, and it uses percentage-of-AUM billing common among peer teams. Trident also sponsors a wrap fee program and is affiliated with a broker-dealer, arrangements that support execution and packaged-fee offerings.
Trident’s ADV discloses past disclosure events, a regulatory detail that is uncommon among similar team firms. The combination of primarily non-discretionary accounts, broker-dealer affiliation, wrap-fee sponsorship, and an exclusively non-HNW client base makes its operating model distinctive relative to many peers.
Trident Advisors LLC
181 Crossways Park Drive
Woodbury NY 11797, United States
Number of offices
2
California · Connecticut · Florida · New Jersey · New York · North Carolina
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Woodbury, NY
Trident Advisors LLC
Series 63, Series 65
Woodbury, NY
Trident Advisors LLC
Series 63, Series 66
Woodbury, NY
Trident Advisors LLC
Series 66
Woodbury, NY
Trident Advisors LLC
Series 63, Series 66
Woodbury, NY
Trident Advisors LLC
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