Tricord Investment Advisors, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,600,000
Clients
27
19% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
27
TypicalAverage account size
$207,407
About
Tricord Investment Advisors, Inc. is an independent registered investment adviser that provides discretionary portfolio management and related consultation and valuation services to individuals, high-net-worth clients, and businesses. The firm manages a small number of client relationships and offers access to model portfolios in addition to individualized investment supervisory services.
The firm uses a blend of charting, fundamental and technical analysis and implements long-term, short-term and trading strategies, allocating across individual equities, fixed income, mutual funds and ETFs. Client accounts are maintained on the FolioFn platform and the adviser uses customized equity baskets for sector rotation and dynamic asset-allocation strategies, with ongoing supervision and quarterly reporting.
Distinctive aspects include that the firm’s principal also operates a life and health insurance and employee benefits practice and is licensed to sell insurance, receiving compensation when clients purchase those products — a relationship the brochure discloses and says is managed through client disclosures and fiduciary obligations. For a solo adviser with modest assets under management, Tricord’s use of model ETF programs and an institutional-style basket trading platform for dynamic allocation is notable compared with many of its peers.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $500,000: 1.00% annually (0.083% monthly) $500,000 - $1,000,000: 0.60% annually (0.050% monthly) $1,000,000 - $5,000,000: 0.25% annually (0.021% monthly) $5,000,000+: Negotiable
Account minimum: $50,000 (negotiable)
Main office location
Tricord Investment Advisors, Inc.
Marietta GA, United States
Number of offices
1
Most active in
Tricord Investment Advisors, Inc. has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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