Triad Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$119,542,078
Total clients
40
63% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
20
Average account size
$2,988,552
About
Triad Investment Management is a small, privately owned registered investment adviser that provides discretionary portfolio management and limited financial planning to individuals (including high‑net‑worth clients), foundations, and businesses. The firm manages roughly $119.5 million across about 40 client relationships and also offers participant account management for held‑away retirement plan accounts via a third‑party platform.
Triad’s investment process is grounded in fundamental security analysis and typically results in concentrated equity portfolios (generally 20–30 positions) with an emphasis on long‑term capital growth and minimizing the risk of permanent loss rather than short‑term market timing. The firm also uses credit‑focused analysis for fixed‑income selections, may hold significant cash when attractive opportunities are limited, and exercises discretionary authority to rebalance held‑away participant accounts connected to its platform.
Compared with many peers, Triad is notable for operating with two advisors and a compact client base, producing a higher advisor‑to‑client ratio and individualized portfolio construction that includes order aggregation and occasional block trades. The firm routinely recommends a single institutional custodian for custody and execution, pays for (but does not receive compensation from) a third‑party participant account platform, and does not charge performance‑based fees.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$0 - $2,500,000: 1.50% $2,500,001 - $5,000,000: 1.30% $5,000,001+: 1.10%
Account minimum: $1,000,000 Fee-only: Advisory fees based on percentage of assets under management; no commissions or other compensation received.
Main office location
Triad Investment Management, LLC
1301 Dove Street, Suite 1080
Newport Beach CA 92660, United States
Number of offices
2
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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