Tri-Quest Investment Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$22,074,027
Total clients
97
10% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
97
Average account size
$227,567
About
Tri-Quest serves primarily individual investors — including some high‑net‑worth individuals and trust clients — providing financial planning (tax, insurance, retirement and estate planning) and discretionary portfolio management focused on general securities, mutual funds, ETFs, government securities and options. Financial planning is delivered through consultations and written plans, and the firm also assists clients in selecting and monitoring other money managers for strategies it does not manage.
The firm’s investment approach emphasizes fundamental security analysis supported by financial newspapers, magazines and online research, and it generally pursues a conservative, low‑turnover management style with periodic account reviews. Services are tailored to each client’s circumstances, and the firm offers written plans, hourly consulting and occasional educational workshops as part of its client support.
The firm’s principal maintains licenses outside of advisory services — acting as a licensed insurance agent (selling non‑variable insurance products) and holding a real estate license — and conducts financial education workshops, activities that are less common among similar solo independent advisers. The brochure discloses these non‑advisory roles and related conflicts, notes that the firm does not accept securities commissions, and describes its practice of recommending outside managers for alternative investments and sharing advisory arrangements with them.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Expertise
General tax planning
Wealth management
Passive / index investing
Options & derivatives strategies
Fee options
Written financial plans range from $200 to $2,000 depending on complexity
0.5% to 2% annually (negotiable, depends on size and complexity of account)
Up to $300/hour for financial planning consultations
Fee-only: Financial planning fees charged hourly up to $300/hour; written financial plans $200 to $2,000 depending on complexity
Main office location
Tri-Quest Investment Advisors
7946 N. Maple Ave #113
Fresno CA 93720, United States
Number of offices
1
Most active in
Tri-Quest Investment Advisors has reported serving >5 clients in these states in the last 12 months.
California · Louisiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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