Trendhaven Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,991,625
Clients
3
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
Very LowAverage account size
$663,875
About
Trendhaven Investment Management provides discretionary portfolio management to individuals (including high‑net‑worth investors), pension and profit‑sharing plans, trusts, estates, charitable organizations and corporations, and generally markets to experienced investors who seek an absolute‑return objective. Services include strategy‑specific money management, sub‑advisory relationships with other advisors, and management of individual investment sub‑accounts within variable annuity products; limited financial planning or portfolio reviews are available on request.
The firm’s investment approach is an absolute‑return, trend‑following model that relies on licensed third‑party technical analytics and back‑tested buy/sell signals to time allocations primarily between high‑yield U.S. corporate bond funds and cash or money‑market instruments. Trendhaven emphasizes tactical risk control by exiting positions on negative trend signals rather than relying principally on broad asset‑class diversification.
Distinctive elements in the brochure include the firm’s explicit use of licensed technical models described as having “successful track records,” and the application of historical model signals directly to mutual fund and ETF selection for high‑yield bond exposure. The firm also frames its objective in absolute terms (to “beat zero”) and, unlike most small independent advisors, emphasizes and makes available model and historical performance information tied to its licensed analytics.
Client services
Financial planning
Portfolio management
Fee options
Possible fixed fees for discrete review and analysis services, amount negotiated
2% per annum, billed quarterly in advance
$100 per hour or other agreed upon rate for discrete review and analysis services
Fee-only: Advisory fees only, no commissions or other compensation; hourly fees for additional services
Main office location
Trendhaven Investment Management, LLC
Fairfield CT, United States
Number of offices
1
Most active in
Trendhaven Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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