Tre Api Wealth Management, LLC

Tre Api Wealth Management offers customized portfolio management to individuals and high‑net‑worth clients, creating an Investment Policy Statement for each client and managing portfolios that typically include mutual funds, ETFs, equities, fixed‑income (including TIPS) and non‑U.S. securities. The brochure shows the firm manages about $52 million in client assets across roughly 40 client relationships and generally operates with discretionary trading authority for client accounts.

The firm’s investment process combines fundamental analysis, modern portfolio theory and technical analysis with a long‑term trading orientation, documenting risk tolerance and objectives in each client’s Investment Policy Statement. It uses outsourced custody and execution relationships (including Schwab Institutional), discloses potential soft‑dollar benefits from custodians, and does not participate in wrap fee programs.

Notable distinctions include the firm’s disclosure and policies addressing ETFs that use derivatives and leverage, and the firm’s reported use of derivatives in separately managed accounts — a practice that can introduce additional counterparty and leverage risks compared with many peers. The brochure also notes a recently added website and, outside the brochure text, the firm is reported to use testimonials in advertising; together with a $250,000 account minimum, these features suggest a small, relatively affluent client base and some uncommon marketing and investment practices for an independent adviser.