Transglobal Advisory, LLC

Bill Liau is an investment adviser representative at TransGlobal Advisory, LLC with 13 years of industry experience. He holds Series 63, Series 65, and Series 66 credentials. His prior experience includes roles at Globalink Securities, Inc. and Bank of The West. Outside of advisory work, he is the CEO of AI Mortgage Lending, where he manages operations and loan origination. TransGlobal Advisory serves a mix of pooled investment vehicles and institutional clients, including pension and profit-sharing plans, charitable organizations, corporations, and select high-net-worth individuals. The firm employs both quantitative and fundamental investment strategies and offers a range of services such as discretionary portfolio management, pension consulting, and family office planning.

Sumant Pendharkar is a financial advisor with Transglobal Advisory, LLC, holding a Series 65 credential and seven years of industry experience. He has worked with Transglobal Insurance Agency, Inc. since 2018 and has been an independent contractor for Googain, Inc. since 2012. Outside of advisory work, he operates a sole proprietorship for writing and selling books under the name Hillview Books. TransGlobal Advisory LLC serves a diverse client base including pooled investment vehicles, institutional clients, pension and profit-sharing plans, charitable organizations, corporations, and select individual and high-net-worth clients. The firm employs both quantitative and fundamental investment strategies and offers services such as discretionary portfolio management, pension consulting, family office support, and private lending fund management.

Francis Choy is a CFP® with two years of industry experience, currently serving as a financial advisor at TransGlobal Advisory, LLC. He has held roles at several firms including Park Avenue Securities and Guardian Life Insurance Company. Outside of his advisory role, he owns and operates an accounting and tax services firm, Francis Y Choy PLLC, and is involved in real estate as a licensed Realtor with Toppros, LLC. TransGlobal Advisory, LLC serves institutional clients, pension and profit-sharing plans, charitable organizations, corporations, and select individual clients. The firm employs a range of quantitative and fundamental investment strategies and offers services including discretionary portfolio management, pension consulting, family office support, and management of a private lending fund.

Shuning Li is a financial advisor at TransGlobal Advisory, LLC with seven years of industry experience. She holds Series 63 and Series 65 licenses and has worked at multiple firms including Transamerica Financial Advisors and World Financial Group. In addition to her advisory role, she owns and manages Wintory Wealth, LLC. TransGlobal Advisory LLC serves institutional clients, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, corporations, and select individual and high-net-worth clients. The firm employs a range of quantitative and fundamental investment strategies and offers services including discretionary portfolio management, pension consulting, family office support, and private lending fund management.

Chongfen Zhang is an investment advisor at TransGlobal Advisory, LLC with three years of industry experience. He holds a Series 66 designation and has worked with TransGlobal Advisory since 2022. Zhang also has experience in fixed insurance sales through Transglobal Insurance Agency, Inc. and as an independent fixed life insurance agent. TransGlobal Advisory LLC serves pooled investment vehicles, institutional clients, pension and profit-sharing plans, charitable organizations, corporations, and select individual and high-net-worth clients. The firm employs quantitative and fundamental investment strategies across multiple approaches and offers services including discretionary portfolio management, pension consulting, family office support, and management of a private lending fund.

Yao Lu is a CFA® charterholder with three years of experience in the financial advisory industry, currently serving at TransGlobal Advisory, LLC. Prior to this role, he worked at Jiangsu Rein Technology Corporation for seven years. Outside of his advisory work, Yao Lu is a mortgage loan officer, retirement plan specialist, and insurance agent through affiliated non-investment related businesses. TransGlobal Advisory, LLC serves pooled investment vehicles, institutional clients, pension and profit-sharing plans, charitable organizations, corporations, and select individual and high-net-worth clients. The firm employs a combination of quantitative and fundamental investment strategies and offers a range of services including discretionary portfolio management, pension consulting, family office services, and private lending fund management.

Chuanbing Rong is a CFP® with seven years of industry experience, currently serving as an advisor at Transglobal Advisory, LLC. He has held roles at multiple firms including Rick Young Insurance, Jack Schroeder and Associates, and Pan's Financial, Inc. Outside of his advisory work, Rong is employed as an engineer at Ford Motor Company. Transglobal Advisory, LLC serves pooled investment vehicles and institutional clients, including pension and profit-sharing plans, charitable organizations, corporations, and select individual and high-net-worth clients. The firm utilizes both quantitative and fundamental investment strategies and offers a range of services such as discretionary portfolio management, pension consulting, family office and financial planning, and management of a private lending fund.

Michael Liao is a financial advisor at TransGlobal Advisory, LLC with 25 years of industry experience. He holds Series 63, 65, and 66 licenses and has worked at Globalink Wealth Management, LLC and Globalink Securities, Inc. He also provides management and marketing consultancy services through Investlink America, LLC. TransGlobal Advisory serves pooled investment vehicles, institutional clients, pension and profit-sharing plans, charitable organizations, corporations, and select high-net-worth individuals. The firm uses both quantitative and fundamental investment strategies and offers services including discretionary portfolio management, pension consulting, family office and financial planning, and management of a private lending fund.

Shang Chen Lu is a CFA® charterholder with two years of industry experience. He is currently with TransGlobal Advisory, LLC, where he has worked since 2023. Prior to that, he held positions at AtonRa Partners SA and KGI Securities. TransGlobal Advisory serves pooled investment vehicles and institutional clients, as well as pension and profit-sharing plans, charitable organizations, corporations, and select individual and high-net-worth clients. The firm uses a combination of quantitative and fundamental strategies across multiple models and offers a range of services including discretionary portfolio management, pension consulting, family office services, and management of a private lending fund.

Yu Zhang is a financial advisor at Transglobal Advisory, LLC, holding a Series 65 designation with approximately two years of experience. Prior to joining Transglobal Advisory, Yu worked at Sun Global LLC and Transglobal Holding Co, and has a brief tenure at American Financial Alliance Corporation. Transglobal Advisory provides portfolio and investment management primarily to pooled vehicles and institutional clients, while also offering pension consulting, family office services, financial planning, and cash-management programs. The firm employs client-specific Investment Policy Statements and utilizes cyclical, fundamental, and quantitative analysis across a range of diversified and tactical investment strategies.

Joseph Lee is a financial advisor at TransGlobal Advisory, LLC with 33 years of industry experience. He holds a Series 63 designation and has previously worked at Cetera Investment Services, Royal Business Bank, LPL Financial, and Cathay Bank. Outside of advisory work, he conducts fixed insurance-related seminars as Senior Director at Transglobal Holding and serves as a trainer and speaker within TransGlobal Advisory. TransGlobal Advisory serves pooled investment vehicles, institutional clients, pension and profit-sharing plans, charitable organizations, corporations, and select individual and high-net-worth clients. The firm employs quantitative and fundamental investment strategies across multiple approaches and provides discretionary portfolio management, pension consulting, family office services, and management of a private lending fund.

Patricia Harris is a CFP® with six years of industry experience, currently serving as a financial planner at Transglobal Advisory, LLC. She has held roles at Integrated Financial Consulting LLC, Globalink Securities, Inc., and Chang & Deka, and has operated her own CPA practice since 2009. Outside of her advisory work, she is active as a CPA and accountant in multiple business activities. Transglobal Advisory LLC serves a diverse client base including pooled investment vehicles, institutional clients, pension and profit-sharing plans, charitable organizations, corporations, and select high-net-worth individuals. The firm employs a mix of quantitative and fundamental investment strategies and offers services ranging from discretionary portfolio management to family office and financial planning.

Lu Yu is a CFP®-designated financial advisor with nine years of industry experience, currently with TransGlobal Advisory, LLC. Prior to joining TransGlobal Advisory, Lu worked at Merrill Lynch and Bank of America. In addition to advisory work, Lu serves as Chief Financial Analyst at Transglobal Insurance Agency LLC, focusing on financial modeling, operational data analytics, and AI implementation. TransGlobal Advisory LLC serves institutional clients, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, corporations, and select high-net-worth individuals. The firm employs both quantitative and fundamental investment strategies and offers discretionary portfolio management, pension consulting, family office services, and management of a private lending fund.

Qi Fang is a financial advisor at TransGlobal Advisory, LLC with five years of industry experience. She holds a Series 66 designation and has worked at TransGlobal Advisory since 2022. Qi is also CEO of Q & Q Life Insurance Agency and involved with Transglobal Insurance Agency, Inc., both fixed insurance product producers. TransGlobal Advisory serves institutional clients, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, corporations, and a limited number of individual and high-net-worth clients. The firm employs quantitative and fundamental investment strategies and offers services including discretionary portfolio management, pension consulting, family office and financial planning, and management of a private lending fund.

Shiou Ing Liou is a financial advisor at TransGlobal Advisory, LLC with 24 years of industry experience. She holds the CFP® designation and Series 63 license. In addition to her advisory role since 2017, she is involved in several related businesses, including ownership of an accounting and tax service and acting as a health insurance agent. TransGlobal Advisory LLC serves institutional clients, pension and profit-sharing plans, charitable organizations, corporations, and select high-net-worth individuals. The firm employs both quantitative and fundamental investment strategies and offers a range of services including discretionary portfolio management, pension consulting, family office support, and management of a private lending fund.