Transcend Advisor Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$253,195,518
Clients
360
17% high-net worth
Advisors
4
of 4 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
90
HighAverage account size
$703,321
About
Transcend Advisor Group provides ongoing portfolio management, financial planning, and institutional consulting to individuals, high-net-worth clients, and institutional clients. The firm manages both discretionary and non-discretionary accounts, prepares individualized Investment Policy Statements, and generally charges percentage-of-AUM advisory fees.
The firm’s investment process blends fundamental, technical, and cyclical analysis and uses both strategic and tactical asset-allocation approaches; it may employ short-term trading, covered options, margin, and leveraged or inverse ETF/N positions when aligned with client objectives. Accounts are monitored regularly, reviewed at least annually or on material events, and the firm commonly exercises discretionary trading authority consistent with each client’s Investment Policy Statement.
A distinctive feature of the firm is that management maintains several outside business activities, including ownership interests in real estate rental and property ventures and operation of tax-preparation businesses, alongside insurance and broker-dealer activities; these relationships are disclosed in the Form ADV. The firm addresses potential conflicts arising from those affiliations through its Code of Ethics, disclosure practices, and solicitor and referral disclosures, which is less common among similarly sized team firms.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Concentrated stock management
Real estate investing
Fee options
Financial planning flat fees typically range from $1,500 to $5,000 per plan, depending on complexity.
0% up to 1.85% annually, negotiable depending on client needs and complexity
Hourly financial planning fees range from $150 to $500 per hour, billed upon completion.
Account minimum: $80,000.00
Main office location
Transcend Advisor Group, LLC
311 E Chicago Street, Suite 210
Milwaukee WI 53202, United States
Number of offices
3
Most active in
Transcend Advisor Group, LLC has reported serving >5 clients in these states in the last 12 months.
California · Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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