Tradition Wealth Management LLC

Tradition Wealth Management, LLC is a multi‑team SEC‑registered investment adviser with roughly two dozen advisory professionals and about $2.3 billion in assets under management, serving individual clients (including high‑net‑worth households), employer retirement plans, and charitable organizations. The firm provides financial planning and ongoing portfolio management, analysis and monitoring of third‑party managers, unified managed accounts, pooled investment access, retirement plan advisory, and periodic 1031 exchange consulting.

The firm manages client portfolios using model allocations that may include ETFs, open‑end mutual funds, individual stocks and bonds, and allocations to sub‑advisers via relationships with custodians such as Charles Schwab; Tradition Wealth conducts account‑by‑account reviews, rebalancing and has an investment committee that meets regularly to review model portfolios. Advisors use a mix of charting, fundamental and technical analysis and offer both discretionary and non‑discretionary management, with planning services available on hourly or fixed‑fee bases.

What is relatively distinctive for a firm of this type and size is its active offering of 1031 exchange consulting and access to pooled/alternative investment programs (including DSTs and private placements) that require accredited or qualified investor status and carry limited liquidity. The firm also maintains multiple business affiliations and compensation relationships — including an affiliated insurance agency, advisors who are dually registered with a broker‑dealer, participation in Schwab and PCS platform programs, paid referral arrangements (including a disclosed payment to a bank for referrals), and transition‑loan arrangements for new representatives — all of which the brochure discloses as potential conflicts of interest and describes mitigations for.