TradeWinds Wealth Management

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Client assets under management

$127,719,549

Clients

260

11% high-net worth

Advisors

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

High

Average account size

$491,229

About

TradeWinds Wealth Management provides discretionary investment management along with financial planning, retirement and estate planning, and tax consulting to individuals, high‑net‑worth clients, foundations, employer‑sponsored retirement plans, charitable organizations, institutions, trusts and estates. The firm typically custodizes individual accounts at Charles Schwab and also serves as the investment manager to a private pooled hedge fund.

The firm’s investment process is systematic and quantitative with a technical, trend‑based orientation, offering a range of strategies from diversified ETF and mutual fund allocations to concentrated, rotational and tactical equity approaches; it also offers a tax‑managed direct indexing option through a third‑party sub‑advisor. TradeWinds manages retail accounts on a discretionary basis and notes that the hedge fund can employ more sophisticated tools and trading techniques in accordance with its offering documents.

Noteworthy distinctions include acting as adviser and sponsor to a private pooled investment vehicle with an affiliated general partner, operating side‑by‑side management where the fund is subject to performance‑based arrangements while most retail accounts are not, and using a separate prime broker for the fund. The brochure discloses the firm’s use of an unaffiliated sub‑advisor for certain strategies, explains related conflicts of interest, and highlights that proxy‑voting is handled differently for the hedge fund than for individual investment management clients.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

ESG / Sustainable investing Tax-loss harvesting Active portfolio management Business succession planning

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

Financial planning fees are negotiable, fixed fee basis, case-by-case, may be waived at discretion

Percentage

$0 - $499,999: 1.50% $500,000 - $999,999: 1.35% $1,000,000 - $1,999,999: 1.25% $2,000,000 - $2,999,999: 1.00% $3,000,000 - $3,999,999: 0.95% $4,000,000 - $4,999,999: 0.90% $5,000,000 - $9,999,999: 0.85% $10,000,000 - $14,999,999: 0.80% $15,000,000 - $19,999,999: 0.75% $20,000,000 - $29,999,999: 0.70% $30,000,000 - $39,999,999: 0.65% $40,000,000 - $49,999,999: 0.60% $50,000,000+: 0.55%

Performance-based

Performance fees charged to Hedge Fund limited partners; not charged to Investment Management clients

Other

Account minimum: $250,000

Main office location

TradeWinds Wealth Management

5550 S Macadam Ave, Ste 110

Portland OR 97239, United States

Number of offices

Most active in

Arizona · California · Colorado · Massachusetts · New Hampshire · Oregon · Rhode Island · Texas · Washington

Disclosures

Business activities & affiliations

Is active or affiliated with:

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook Website 503-673-2828

Advisors at this firm

Christian D

Series 66

Portland, OR

TradeWinds Wealth Management

Christian D'Urso is a financial advisor at TradeWinds Wealth Management with 18 years of industry experience. He holds the Series 66 designation and has previously worked at Financial Advocates Investment Management and LPL Financial. D'Urso also operates an insurance agency under D'Urso Wealth Management, LLC. TradeWinds Wealth Management provides discretionary investment management, financial planning, retirement and estate planning, and tax consulting to individuals, high-net-worth clients, foundations, and employer-sponsored retirement plans. The firm employs a systematic, quantitatively driven investment process with multiple strategies utilizing ETFs, mutual funds, and individual securities.

ESG / Sustainable investing Tax-loss harvesting Active portfolio management Business succession planning Founder/Business Owner Executive

James S

Series 66

Portland, OR

TradeWinds Wealth Management

James Spangler is a financial advisor at TradeWinds Wealth Management with five years of industry experience. He holds a Series 66 designation and has previously worked at Tradewinds Asset Management, Financial Advocates Investment Management, LPL Financial, BIOTRONIK Corporate Services US, and Micro Systems Engineering. TradeWinds Wealth Management provides discretionary investment management, financial planning, retirement and estate planning, and tax consulting to individuals, high-net-worth clients, foundations, employer-sponsored retirement plans, trusts, and estates. The firm employs a systematic, quantitatively driven investment process with multiple strategies utilizing ETFs, mutual funds, and individual securities.

ESG / Sustainable investing Tax-loss harvesting Active portfolio management Business succession planning Founder/Business Owner Executive

Brandon T

Series 66

Portland, OR

TradeWinds Wealth Management

Brandon Trank is a financial advisor at TradeWinds Wealth Management with 10 years of industry experience. He holds the Series 66 designation and has worked at firms including Financial Advocates Investment Management, LPL Financial, and The Prudential Insurance Company of America. Outside of his advisory role, he serves as an assistant coach for Northwest Elite FC, a youth soccer organization. TradeWinds Wealth Management provides discretionary investment management, financial planning, retirement and estate planning, and tax consulting services to individuals, high-net-worth clients, foundations, employer-sponsored retirement plans, trusts, and estates. The firm employs a systematic, quantitatively driven investment process and offers multiple strategies using ETFs, mutual funds, and individual securities.

ESG / Sustainable investing Tax-loss harvesting Active portfolio management Business succession planning Founder/Business Owner Executive

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