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Trademark Financial Management, LLC

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Client assets under management

$293,422,543

Clients

458

11% high-net worth

Advisors

2

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

229

Very High

Average account size

$640,661

About

Trademark Financial Management provides personalized investment advisory services to individuals, retirement and profit‑sharing plans, trusts, estates, charitable organizations, corporations, and, occasionally, other registered investment advisers. The firm offers ongoing portfolio management on a discretionary basis as well as one‑time consulting engagements and multiple service models, including a TAMP and a direct management program.

Trademark employs a tactical asset allocation approach supported by fundamental and technical analysis and may use quantitative modeling and proprietary portfolio tools to inform asset selection. It typically implements strategies through mutual funds, ETFs and insurance products, with occasional recommendations of private placements or hedge funds for eligible clients, and conducts at least quarterly portfolio reviews.

The firm operates with a small advisory team while overseeing roughly $293 million in discretionary assets and 458 client relationships, resulting in an unusually high number of clients and assets per advisor relative to similar supported firms. Its brochure discloses formal promoter/referral arrangements (including named promoters and fee‑sharing with those promoters) and affiliations with other advisory and financial planning entities, as well as office‑sharing with a related planning firm—features that are less common among peers.

Client services

Portfolio management Selection of other advisers Advisory consulting services

Expertise

Wealth management Active portfolio management Private / alternative investments

Fee options

Fixed

Fixed fees or retainer fees for consulting services based on estimated hours

Percentage

$0 - $50,000: 1.20% $50,001 - $200,000: 1.00% $200,001 - $400,000: 0.80% $400,001 - $1,000,000: 0.60% $1,000,001 - $2,000,000: 0.50% $2,000,001+: 0.44%

Project-based

$175 per hour for consulting services

Other

Account minimum: $50,000 Fee-only: Consulting services at $175 per hour; may also offer fixed fees or retainers based on estimated hours

Main office location

Trademark Financial Management, LLC

7825 Washington Ave South, 410

Bloomington MN 55439, United States

Number of offices

1

Most active in

More info

Arizona · California · Minnesota · Oregon · Texas · Utah · Washington

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn X Website 952-358-3395

Advisors at this firm

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Samuel G

Series 65

Bloomington, MN

Trademark Financial Management, LLC

Samuel Glubka is a financial advisor at Trademark Financial Management, LLC, holding a Series 65 designation. He has experience working with several firms, including Carlson Capital Management, LoCorr Funds, and The Bulldog Fund, and was affiliated with the University of Minnesota Duluth Labovitz School of Business & Economics. Trademark Financial Management serves individual investors, retirement and profit-sharing plans, trusts, estates, charitable organizations, corporations, and other registered investment advisers. The firm employs a tactical asset allocation approach with proprietary portfolio models, focusing on mutual funds, ETFs, and insurance products, and is notable for managing a large number of client relationships with a small advisory team while also providing services to other advisers.

Wealth management Active portfolio management Private / alternative investments
user avatar

Mark C

CFA®, Series 63, Series 65

Bloomington, MN

Trademark Financial Management, LLC

Mark Carlton is a CFA® charterholder with 20 years of experience in the financial advisory industry. He has been with Trademark Financial Management, LLC since 2000 and previously worked at O'Brien and Associates, Inc. from 2019 to 2020. Trademark Financial Management serves individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and other registered investment advisers. The firm employs a tactical asset allocation approach using proprietary portfolio models and both fundamental and technical analysis to manage discretionary and non-discretionary accounts.

Wealth management Active portfolio management Private / alternative investments
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