Trace Wealth Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$208,010,130
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
62
85% high-net worth
Advisors
1
of 1 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
62
TypicalAverage account size
$3,355,002
About
Trace Wealth Advisors provides discretionary portfolio management and financial planning to individuals, high‑net‑worth clients, charitable organizations and corporate clients, and also offers access to LPL Financial’s Manager Select separately managed account program. The firm acts as a wrap fee program sponsor and primarily implements strategies using mutual funds and exchange‑traded funds.
Trace Wealth delivers tailored, discretionary advice and written financial plans that can include estate and trustee oversight, integrated tax considerations, family philanthropy and lifestyle planning, and relies on methods such as fundamental analysis and diversified portfolio construction. Trades and custody are executed through LPL Financial, and the firm discloses that some strategies may employ borrowing or margin within managed accounts.
Distinctive features for a firm of this size include an unusually high amount of assets managed per advisor, its sponsorship of a wrap fee program, and an explicit practice of permitting borrowing in separately managed accounts — all characteristics that are statistically uncommon among peers. The brochure also discloses a time‑based forgivable loan and other indirect economic benefits from LPL, together with firm personnel serving as trustees for certain client relationships, items that present particular governance and custody considerations.
Client services
Financial planning
Portfolio management
Consulting
Expertise
Wealth management
General estate planning guidance
Charitable giving & philanthropy
Retirement income strategy
Occupation focus
Founder/Business Owner
Retired
Fee options
Financial planning fixed fee generally ranges between $12,000 to $250,000 annually
Up to 0.40% annually for portfolio management services; up to 0.20% annually for financial planning and consulting services
Minimum fee: Financial planning fixed fee generally ranges between $12,000 to $250,000 annually
Main office location
Trace Wealth Advisors
Los Angeles CA, United States
Number of offices
1
Most active in
Trace Wealth Advisors has reported serving >5 clients in these states in the last 12 months.
Arizona · California · Nevada
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")