Trac Asset Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$86,390,966
Clients
99
22% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
99
Very HighAverage account size
$872,636
About
TRAC Asset Management provides investment advisory services to individuals (including high‑net‑worth clients) as well as institutions, trusts, estates, corporations and other business entities, offering portfolio management, investment recommendations and related planning support. Services are offered on both discretionary and non‑discretionary bases, and the firm will refer clients to other professionals when clients’ needs fall outside its current offerings.
The firm constructs tailored portfolios and model allocations using a mix of equities, mutual funds, ETFs, fixed income, options (primarily for hedging) and alternative investments, drawing on fundamental, technical and cyclical analysis. TRAC emphasizes client consent in non‑discretionary accounts and performs periodic rebalancing with prior client approval for non‑discretionary relationships; as of December 31, 2025, it reported roughly $48.8 million in non‑discretionary assets versus about $8.7 million in discretionary assets.
Notable differences from many peers include an affiliation with insurance and other TRAC‑branded financial firms—advisers may offer incidental insurance or related products while informing clients they are under no obligation to use affiliates—and a stated practice of providing portfolio management for institutional clients. The firm also hosts no‑cost educational seminars and workshops for clients and prospects, a service less commonly offered by independent advisors.
Client services
Portfolio management
Educational seminars or workshops
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
$0 - $1,000,000: 2.05% $1,000,001 - $2,000,000: 1.80% $2,000,001 - $4,000,000: 1.55% $4,000,001 - $5,000,000: 1.30% $5,000,001+: 1.05%
Account minimum: $100,000 Minimum fee: $1,000 minimum annual fee (negotiable) Fee-only: Fee-only compensation; no commissions or asset-based sales charges received by advisors
Main office location
Trac Asset Management LLC
2021 Midwest Road, Suite 200
Oak Brook IL 60523, United States
Number of offices
1
Most active in
Trac Asset Management LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Florida · Illinois · Ohio · Texas · Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")