Topturn Capital, LLC

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Client assets under management

$125,548,362

Clients

54% high-net worth

Advisors

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$1,512,631

About

Topturn Capital, LLC provides investment management, wealth management, financial planning and consulting to individuals (including high net worth clients), pension and profit‑sharing plans, trusts, estates, charitable organizations and business entities. Services include discretionary and non‑discretionary portfolio management, comprehensive financial planning and advice related to employer‑sponsored plans and variable life/annuity products.

The firm typically allocates client assets among independent managers, ETFs and individual securities and employs fundamental, technical and cyclical analysis in security selection. Topturn uses a proprietary, dynamic allocation model that explicitly includes stocks, bonds, digital assets and cash and adjusts weightings periodically while tailoring portfolios to clients’ risk tolerance and time horizon.

Topturn’s brochure notes that the firm previously served as general partner and sponsor of a private fund (the Omnistrat Fund), which has since been liquidated, and that it may recommend private placements and pooled investment vehicles to accredited investors. The firm also discloses that certain supervised persons are licensed insurance agents who may recommend insurance products and receive commissions, and it identifies margin, leverage and other borrowing risks associated with certain accounts and private vehicles.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Business exit / sale strategy Business succession planning Charitable giving tax strategies Retirement plans for business owners (SEP, solo 401k)

Fee options

Percentage

$0 - $1,000,000: 1.50% $1,000,000 - $5,000,000: 0.95% $5,000,000+: 0.50%

Other

Account minimum: $1,500,000 Minimum fee: Financial planning and consulting fees generally range from $5,000 to $10,000 for a six-month period, negotiable and by quote Fee-only: Fixed fees for financial planning and consulting services generally range from $5,000 to $10,000 per project

Main office location

Topturn Capital, LLC

200 Clock Tower Place, Suite B208

Carmel CA 93923, United States

Number of offices

Most active in

California · Nevada · Utah

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook X Website (831) 324-0481

Advisors at this firm

Daniel S

Series 65, Series 66

Carmel, CA

Topturn Capital, LLC

Daniel Stewart is a financial advisor with Topturn Capital, LLC in Monterey, CA, holding Series 65 and Series 66 licenses and bringing 26 years of industry experience. He has been a principal at Darchuck Stewart Capital Advisors, LLC since 2009. Stewart is also a general partner in a family investment partnership, where he participates in investment decision-making and securities trading. Topturn Capital provides investment management, wealth management, financial planning, and consulting services to individuals, high-net-worth clients, and various institutional and entity clients. The firm employs a combination of fundamental, technical, and cyclical analysis with a proprietary allocation model to manage portfolios across multiple asset classes, tailoring strategies to clients’ risk tolerance and time horizons.

Business exit / sale strategy Business succession planning Charitable giving tax strategies Retirement plans for business owners (SEP, solo 401k)

Derek L

CFP®, Series 63, Series 65

Clovis, CA

Topturn Capital, LLC

Derek Lee is a CFP® professional with 12 years of industry experience. He is currently with Topturn Capital, LLC and previously worked at LPL Financial LLC and Educational Employee Credit Union. Topturn Capital, LLC provides investment management, wealth management, financial planning, and consulting services to individuals, high-net-worth clients, and various institutional and entity clients. The firm employs a multi-disciplinary investment approach that integrates fundamental, technical, and cyclical analysis with a proprietary allocation model across multiple asset classes.

Business exit / sale strategy Business succession planning Charitable giving tax strategies Retirement plans for business owners (SEP, solo 401k)

Danny D

CFP®, Series 65, Series 66

Carmel, CA

Topturn Capital, LLC

Danny Darchuck Jr. is a CFP® with 35 years of industry experience. He is currently with Topturn Capital, LLC and has been associated with Darchuck Stewart Capital Advisors, LLC since 2009. Topturn Capital, LLC provides investment management, wealth management, financial planning, and consulting services to individuals, high-net-worth clients, and various institutional entities. The firm employs a combination of fundamental, technical, and cyclical analysis with a proprietary allocation model across multiple asset classes, tailoring advice to clients’ risk tolerance and time horizon.

Business exit / sale strategy Business succession planning Charitable giving tax strategies Retirement plans for business owners (SEP, solo 401k)

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