Toomey Investment Management, Inc

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Client assets under management

$309,200,846

Clients

1,291

6% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

430

Very High

Average account size

$239,505

About

Toomey Investment Management, Inc. is an SEC-registered investment adviser that provides model portfolio management, pension consulting and comprehensive financial planning to individuals, high-net-worth clients, plan sponsors, charitable organizations and businesses. Services include discretionary and non-discretionary management of model asset-allocation portfolios, written financial plans, Investment Policy Statement preparation, investment vehicle selection and ongoing monitoring for retirement plans.

The firm’s investment approach centers on model portfolios that combine broad, diversified asset allocation with a tactical overlay that uses technical/charting analysis alongside fundamental research, and it implements investments across mutual funds, ETFs, equities and fixed income as appropriate. Client accounts are reviewed frequently (daily monitoring of model holdings, quarterly suitability reminders and at least annual contact) and may be managed subject to client-stated objectives and reasonable investment restrictions.

TIMI is notable for managing roughly $321 million for about 1,291 clients with a three-advisor team, producing an unusually high client-to-advisor ratio for a firm of its size, and for its multi-role advisor model. Advisory personnel are also registered representatives of a broker-dealer and licensed insurance agents and tax preparers—relationships the brochure discloses as potential conflicts that the firm addresses through written disclosures, a Code of Ethics and supervisory procedures.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Retirement plans for business owners (SEP, solo 401k) General tax planning Retirement income strategy Long-term care insurance

Fee options

Fixed

Financial Planning fixed fees typically range from $500 to $5,000; Pension Consulting fixed fees range from $1,000 to $5,000

Percentage

$0+: 0.40% to 2.00% (Individual Model Portfolio Management, negotiable) $0+: 0.40% to 2.95% (Pension Consulting Services, depending on services and plan size)

Project-based

Financial Planning hourly fees range from $50 to $400 per hour; Pension Consulting hourly fees range from $50 to $400 per hour

Other

Fee-only: Financial Planning fees charged hourly ($50 to $400/hour) or fixed fee ($500 to $5,000), negotiated case-by-case

Main office location

Toomey Investment Management, Inc

420 Center Street, 1 St Floor

Wallingford CT 06492, United States

Number of offices

Most active in

Connecticut · Florida · Louisiana · Massachusetts · New Hampshire · North Carolina · South Carolina · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Is not active or affiliated with:

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook X Instagram Website 203-949-1710

Advisors at this firm

Brendan T

CFP®, Series 63

Wallingford, CT

Toomey Investment Management, Inc

Brendan Toomey is a CFP® with 34 years of industry experience, currently serving at Toomey Investment Management, Inc. and Leigh Baldwin & Co., LLC. He holds a Series 63 license and has been with Toomey Investment Management since 2010. Outside his advisory roles, he is self-employed in tax return preparation during the tax season. Toomey Investment Management, Inc. is an SEC-registered adviser providing model portfolio management, pension consulting, and comprehensive financial planning to individuals, high-net-worth clients, plan sponsors, charities, and businesses. The firm employs a model portfolio approach combining diversified asset allocation with tactical overlays based on technical and fundamental analysis, managing roughly $321 million across a broad client base.

Retirement plans for business owners (SEP, solo 401k) General tax planning Retirement income strategy Long-term care insurance

Austin T

Series 63, Series 65

Wallingford, CT

Toomey Investment Management, Inc

Austin Toomey is a financial advisor at Toomey Investment Management, Inc. He holds Series 63 and Series 65 licenses and has 14 years of industry experience. He has worked at Leigh Baldwin & CO., LLC since 2011. Outside of advising, he is involved in tax preparation during tax season. Toomey Investment Management, Inc. is an SEC-registered investment adviser serving individuals, high-net-worth clients, plan sponsors, charitable organizations, and businesses. The firm offers model portfolio management, pension consulting, and comprehensive financial planning, utilizing a tactical asset allocation approach that combines technical analysis with fundamental research.

Retirement plans for business owners (SEP, solo 401k) General tax planning Retirement income strategy Long-term care insurance

Daniel P

Series 63, Series 65

Wallingford, CT

Toomey Investment Management, Inc

Daniel Perreault is a financial advisor at Toomey Investment Management, Inc. with seven years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Leigh Baldwin & Co., LLC and Park City Ford. Toomey Investment Management, Inc. is an SEC-registered adviser providing model portfolio management, pension consulting, and comprehensive financial planning for individuals, high-net-worth clients, plan sponsors, charitable organizations, and businesses. The firm uses a combination of diversified asset allocation and tactical overlays based on technical and fundamental research to manage portfolios across mutual funds, ETFs, equities, and fixed income.

Retirement plans for business owners (SEP, solo 401k) General tax planning Retirement income strategy Long-term care insurance

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