T
Toellen Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
The firm provides discretionary managed-account services and investment advice to individuals and high-net-worth clients, with a stated account minimum of $1,000,000; services include asset-allocation recommendations, selection among cash, stocks, mutual funds, bonds and annuities, and preparation of written investment strategies. The firm was formed in late 2025 and, as of March 2026, reported no assets under management and operates with a single principal and associated investment advisory representative.
The firm’s investment approach is tailored to each client’s objectives, time horizon, and risk tolerance and may employ asset allocation, dollar-cost averaging, technical analysis, and both long- and short-term purchase strategies; it conducts due diligence, provides a client risk-profile questionnaire, and delivers a one-time financial plan. It offers discretionary management and recommends that clients use an independent qualified custodian with which the firm has a relationship; clients receive periodic custodian statements and retain responsibility for proxy voting.
Distinctive aspects include ownership and operation by a single principal with recent institutional experience, an early-stage operating profile with no reported AUM, and an explicit policy of not charging performance-based fees. The brochure also discloses that certain third‑party service providers used by the firm incorporate artificial intelligence and machine‑learning components, and the firm performs periodic due diligence on those providers to address potential data accuracy and security risks.
Client services
Portfolio management
Expertise
Annuities
Fee options
1.00% annually
Account minimum: $1,000,000
Main office location
Toellen Capital Management, LLC
Elburn IL, United States
Number of offices
1
Most active in
Toellen Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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