Todt Investment Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$19,500,000
Clients
12
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$1,625,000
About
The firm works with individual investors and offers both investment supervisory services (day‑to‑day portfolio management) and investment management consulting that does not involve active control of client assets. It also provides advice on non‑securities matters, including small‑business planning, real estate issues, and tax and estate planning for certain clients.
The firm’s investment process combines analysis of local, national, and global economic conditions with industry and company research to construct customized portfolios and generally does not rely on frequent trading. Clients receive ongoing monitoring and reporting, including monthly written investment outlooks and personalized commentary, regular weekly and monthly reviews, and at least three in‑person or virtual meetings per year.
What is distinctive is that the sole advisor is a licensed Illinois attorney who spends under 15% of professional time practicing law and integrates legal and business‑planning advice with investment services—an arrangement that is uncommon among independent RIAs. The firm also maintains a small client base and explicitly offers both discretionary management and structured, non‑supervisory consulting engagements with written deliverables, reflecting a more individualized service model.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Entity structure planning (LLC, S-Corp)
Tax strategies for small businesses
Real estate investing
Occupation focus
Self-Employed
Fee options
$0 - $600,000: Flat $6,000 annually $600,001 - $1,500,000: 1% annually $1,500,001+: Negotiable fee percentage
$350 per hour for additional non-security related consulting beyond quarterly checkups
Minimum fee: $6,000 annually for accounts under $600,000 Fee-only: Investment consulting service: $1,500 per quarter, minimum $4,500 annually; Additional consulting at $350/hour
Main office location
Todt Investment Management LLC
Chicago IL, United States
Number of offices
1
Most active in
Todt Investment Management LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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