T
Tishy Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,604,175
Clients
61
18% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
61
HighAverage account size
$239,413
About
Tishy Financial LLC provides investment management and comprehensive financial planning to individuals, high-net-worth clients, pension and profit-sharing plans, and businesses. The firm offers discretionary portfolio management, ongoing and project-based financial planning, retirement plan consulting for plan sponsors, and educational seminars.
The adviser operates on a fee-only basis and builds written investment policies and asset-allocation targets tailored to each client’s goals and risk tolerance, drawing on Modern Portfolio Theory and a mix of mutual funds and ETFs. The firm manages accounts on a discretionary basis, conducts periodic reviews, and its principal holds CFP certification, which informs the planning framework.
Noteworthy aspects include a formal retirement plan consulting practice that serves employer plan sponsors and accepts fiduciary responsibilities under ERISA, alongside a program of educational seminars and speaking engagements delivered virtually or in person. The firm combines employer-focused plan monitoring and participant education with individualized financial planning and requires custody of client assets on a single institutional platform—an uncommon mix for independent advisers of this size.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
General estate planning guidance
Fee options
Project-based financial planning fees range from $0 to $10,000; educational seminars fees range from $0 to $5,000 per seminar
$0 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 1.00% $3,000,001+: 0.75%
Ongoing financial planning fees range from $750 to $2,500 quarterly
Account minimum: $100,000 Minimum fee: Initial fee for ongoing financial planning up to $5,000; ongoing financial planning fees range from $750 to $2,500 quarterly; project-based financial planning fees range from $0 to $10,000 Fee-only: Fee-only firm; no commissions or sales-related compensation
Main office location
Tishy Financial LLC
9624 Cincinnati Columbus Rd., Suite 212
West Chester OH 45241, United States
Number of offices
1
Most active in
Tishy Financial LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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