Threshold Compass Strategies, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
2
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
2
Average account size
$0
About
Threshold Compass Strategies provides financial planning and consulting to individual clients, offering full financial plans, targeted consultations, ongoing planning support, and public seminars and workshops. The firm does not manage client investment accounts or take custody of assets; clients may implement recommendations through other firms or representatives.
The firm’s planning process draws on cash-flow analysis, retirement and estate planning, tax and risk-management reviews to produce written, client-specific recommendations and periodic updates. Threshold documents client objectives and can provide monitoring and implementation guidance as part of ongoing planning, but it does not exercise discretionary trading authority or custody client assets.
Distinctive aspects compared with many independent solo advisers include an affiliation with a broker-dealer and the firm’s advisers’ roles as registered representatives and licensed insurance agents, with disclosed potential for external compensation that the firm says it mitigates through disclosures and fiduciary obligations. Threshold also runs fee-based seminars and highlights specialized credentials in divorce financial analysis (CDFA) and behavioral finance (BFA), and offers coaching and speaking services through a separate entity, while using hourly and flat planning fees rather than percentage-of-assets billing.
Client services
Financial planning
Educational seminars or workshops
Mentorship/training
Expertise
General retirement planning
Retirement income strategy
Cash flow / budgeting
General tax planning
Fee options
Financial planning flat fee $1,800 - $4,500; Ongoing financial planning flat fee $300 - $2,000 per year; Seminar fee $50 (may be waived)
Registered representative of LPL Financial, LLC receiving commissions for securities and insurance sales
$300 to $500 per hour for financial planning services
Fee-only: Hourly fee: $300 to $500 per hour; Fixed fee: $1,800 to $4,500 for financial planning; Ongoing flat fee: $300 to $2,000 per year
Main office location
Threshold Compass Strategies, Inc.
1407 N 8 Th St, Ste 204
Sheboygan WI 53081, United States
Number of offices
1
Most active in
Threshold Compass Strategies, Inc. has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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