Three Main Points LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,295,142
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
27
48% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
27
TypicalAverage account size
$529,450
About
Three Main Points provides discretionary portfolio management and financial planning to individual and corporate clients, advising across U.S. and foreign equities, U.S. treasuries, ETFs, and options. Its services include tailored investment management and written financial plans with periodic review.
The firm builds client portfolios to match stated objectives and risk tolerances, employing a mix of long- and short-term positions, option strategies, and occasional active trading when suitable. It uses third‑party analytical tools, including AI/LLM assistants, to support research and planning work, with human review and limits on sensitive data inputs.
Distinctive features in the brochure include the availability of performance‑based fee arrangements for qualifying clients and a reported significant non‑U.S. client base, both of which are uncommon among peers. The adviser’s technology background and ongoing separate software consulting activities, along with the use of complex instruments such as options and leveraged ETF strategies, further differentiate the firm from many small independent advisers.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Retirement income strategy
Wealth management
Fee options
Fixed fees for financial planning: Starter Plan $3,000 annually; Standard Plan $5,400 annually; Comprehensive Plan $7,400 annually
2.00% annually
$350.00 per hour for financial planning services, negotiable
25% of outperformance of SPY ETF with dividends reinvested or 25% on capital appreciation above 10% hurdle with high water mark, assessed annually
Main office location
Three Main Points LLC
Los Gatos CA, United States
Number of offices
1
Most active in
Three Main Points LLC has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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