Thompson & Thompson Investment Advisors, Inc.

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Client assets under management

$27,416,604

Clients

23% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$913,887

About

Thompson & Thompson Investment Advisors, Inc. provides discretionary investment management, retirement income planning, and focused portfolios of U.S. stocks and bonds for individuals, trusts, charitable organizations, and small businesses. The firm serves a small client base (about 30 clients) with roughly $27.6 million in assets under management and charges customary percentage-of-assets fees for managed accounts.

The firm combines Modern Portfolio Theory principles with both passive index-based allocations for more risk-averse clients and active, fundamental stock selection for clients seeking outperformance, tailoring plans to each client’s goals and risk profile. Accounts are generally managed on a discretionary basis, with regular monitoring, annual plan reviews, and monthly performance reports plus an annual performance letter that compares results to agreed benchmarks.

What is distinctive about the firm is a set of services that are uncommon among peers: it offers optional performance-based fee arrangements for qualified clients that tie compensation to equity portfolio outperformance versus an agreed benchmark and uses a high-water mark, it provides regular performance reporting and an annual performance letter, and it conducts educational seminars and presentations (sometimes offered pro‑bono or fee‑based). The two-advisor firm also highlights professional backgrounds in law and taxation and an active teaching role among its principals, which inform its planning and educational offerings.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

Retirement income strategy Social Security optimization Passive / index investing Active portfolio management Annuities

Occupation focus

Retired

Fee options

Fixed

Fixed fees vary by matter and client agreement

Percentage

$0 - $1,000,000: 0.60% annually (0.05% monthly) $1,000,000 - $5,000,000: 0.50% annually (0.04167% monthly) $5,000,000+: 0.40% annually (0.03333% monthly)

Project-based

Hourly fees starting at $250 per hour up to $600 per hour

Performance-based

20% of annual returns in excess of benchmark for Qualified Clients with at least $1.1 million in assets or $2.2 million net worth; standard fees reduced by two-thirds

Other

Minimum fee: $150 per month minimum fee Fee-only: Hourly fees from $250 to $600 per hour; Fixed fees vary by agreement

Main office location

Thompson & Thompson Investment Advisors, Inc.

Pasadena CA, United States

Number of offices

Most active in

California

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Facebook Website (626) 639-6562

Advisors at this firm

Davis T

Series 65

Pasadena, CA

Thompson & Thompson Investment Advisors, Inc.

Davis Thompson is a financial advisor at Thompson & Thompson Investment Advisors, Inc. with six years of industry experience. He holds a Series 65 designation and also serves as the Engineering & Computer Science Program Director at Tarbut V'Torah Community Day School, where he teaches and manages the curriculum. Thompson & Thompson Investment Advisors provides investment management to individuals, trusts, charitable organizations, and businesses, focusing on U.S.-traded stock and bond portfolios with both passive and active strategies tailored to client objectives and risk profiles. The firm manages approximately $22.8 million and offers comprehensive wealth and retirement income planning, consulting services, and educational presentations.

Retirement income strategy Social Security optimization Passive / index investing Active portfolio management Annuities Retired

Davis T

Series 65

Pasadena, CA

Thompson & Thompson Investment Advisors, Inc.

Davis Thompson is a financial advisor at Thompson & Thompson Investment Advisors, Inc. in Pasadena, CA, holding a Series 65 designation with six years of industry experience. He worked for nearly three decades at Atkinson, Andelson, Loya, Rau & Romo, a law corporation, before joining his current firm in 2019. Thompson & Thompson Investment Advisors serves individuals, trusts, charitable organizations, and businesses by providing comprehensive wealth and retirement income planning along with management of U.S.-traded stock and bond portfolios. The firm employs a combination of passive and active investment strategies based on modern portfolio theory and fundamental analysis, tailoring portfolios to clients’ objectives and risk profiles.

Retirement income strategy Social Security optimization Passive / index investing Active portfolio management Annuities Retired

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