Thompson Investment Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$57,000,000
Clients
259
4% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
259
Very HighAverage account size
$220,077
About
Thompson Investment Advisors provides investment counsel and portfolio management to both individual and institutional clients, including retirement accounts, pension and profit‑sharing plans, trusts, charitable organizations and corporations. The firm implements and monitors discretionary portfolios across publicly traded equities, fixed‑income instruments, mutual funds, ETFs and options and is compensated primarily through asset‑based advisory fees.
The firm’s investment process blends fundamental review with technical analysis, relying on securities market databases, stock chart patterns and mathematical measures of accumulation or distribution to inform buy, hold and sell decisions. Client objectives are documented via an Investment Objective Questionnaire, and the adviser may materially increase cash equivalents during market declines as a capital‑preservation tactic.
Distinctive features include the firm’s role managing assets for institutional entities such as pension and profit‑sharing plans and corporate clients, a client mix that is uncommon among independent advisers. The brochure also notes the adviser does not receive commission‑based product compensation and relies on custodial research/soft‑dollar support, which informs how execution and research are sourced.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$1 - $1,000,000: 1.5% annually (0.375% quarterly) $1,000,000+: 1.0% annually (0.25% quarterly)
Negotiated fees for specific investment advice not based on AUM, based on services needed and time required.
Main office location
Thompson Investment Advisors
1000 Cherokee Road
Louisville KY 40204-4270, United States
Number of offices
1
Most active in
Thompson Investment Advisors has reported serving >5 clients in these states in the last 12 months.
Indiana · Kentucky · Minnesota · Tennessee · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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