Thompson Capital Management, LLC

Thompson Capital Management LLC provides discretionary portfolio management to individual and high‑net‑worth clients, preparing a written Investment Policy Statement for each relationship and advising across publicly traded equities, fixed income, ETFs, real estate funds and select non‑U.S. securities. The firm’s services focus on asset allocation, security selection and regular portfolio monitoring tailored to each client’s goals, time horizon and documented risk tolerance.

The adviser combines multiple methods of analysis—charting, fundamental, technical, cyclical and quantitative—and implements a range of strategies including long‑ and short‑term trading, options, short sales and margin transactions. Accounts are managed on a discretionary basis by the sole adviser, reviewed at least quarterly, and the firm directs clients to a designated custodian while stating an obligation to seek best execution and equitable allocation of opportunities.

What is distinctive about the firm is its use of performance‑based compensation for qualified clients, a practice that is uncommon among independent advisers and that creates potential side‑by‑side management conflicts which the firm says it mitigates through allocation policies and execution practices. Also notable for a firm with a very small client base and modest assets under management is the employment of active, higher‑risk trading strategies and the disclosure that it may receive research or other soft‑dollar benefits from brokers.