Thomas Everett Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,269,621
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
66
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
66
Average account size
$64,691
About
Thomas Everett Investments is an independent, state‑registered advisory firm founded in 2019 and registered to provide investment advice in 2022. It offers asset management, financial planning, third‑party manager referrals, and retirement plan consulting to a mix of individual clients, trusts and estates, and charitable organizations.
The firm provides both discretionary and non‑discretionary portfolio management but reports that nearly all client assets are managed on a non‑discretionary basis, meaning it typically recommends trades that require client approval before execution; its investment analysis includes fundamental, technical and quantitative methods. Implementation may involve third‑party managed account programs and sub‑advisors, with ongoing monitoring and periodic account reviews and reporting.
What is less common for a solo independent adviser is the combination of pension consulting (acting in either a 3(21) advisory role or as a 3(38) investment manager) and actively serving charitable organization clients. The firm also conducts educational seminars and workshops for the public and plan participants and discloses outside business activities, including an insurance practice and community pastoral work, that could affect client relationships.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Retirement plans for business owners (SEP, solo 401k)
Active portfolio management
Options & derivatives strategies
Occupation focus
Founder/Business Owner
Retired
Fee options
Financial planning fees: $1,000 to $8,000 flat fee
$0 - $25,000: 2.00% annually $25,001 - $50,000: 1.70% annually $50,001 - $100,000: 1.40% annually $100,001 - $500,000: 1.35% annually $500,001 - $750,000: 1.15% annually $750,001 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.85% annually $2,000,001 - $3,000,000: 0.70% annually $3,000,001 - $4,000,000: 0.60% annually $4,000,001 - $5,000,000: 0.55% annually $5,000,001+: Negotiable
Fee-only: Financial planning flat fees ranging from $1,000 to $8,000
Main office location
Thomas Everett Investments, LLC
Columbus OH, United States
Number of offices
1
Most active in
Thomas Everett Investments, LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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