T
Thomas & Company LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$81,258,996
Total clients
21
71% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
21
Average account size
$3,869,476
About
Thomas and Company LLC is an independent, state‑registered investment adviser that provides discretionary asset management and related investment advice under written client agreements. Its clients include individuals (including high‑net‑worth clients), trusts, estates, charitable organizations and corporate entities.
The firm tailors portfolios through one‑on‑one interviews and questionnaires and relies primarily on fundamental analysis, employing mostly long‑term holdings while permitting short‑term trades and tactical cash adjustments for special situations such as low‑basis stock or stock option events. Accounts are actively monitored, reviewed at least quarterly, and managed on a discretionary basis with at least annual client contact to reassess objectives and restrictions.
Distinctive features include managing institutional‑type and corporate clients in addition to individual and trust accounts, and overseeing about $81.3 million in assets across roughly 21 clients — a concentration that implies comparatively large account sizes for a small advisory practice. The firm leaves custody and proxy‑voting responsibilities with clients (custody held at third‑party custodians), does not engage in block trading or soft‑dollar arrangements, and the owner holds a minority interest in another state‑registered adviser.
Client services
Portfolio management
Expertise
Concentrated stock management
Fee options
Up to a maximum of 0.70% annually
Main office location
Thomas & Company LLC
25800 Science Park Drive, Suite 150
Beachwood OH 44122, United States
Number of offices
1
Most active in
Thomas & Company LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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