Third Eye Associates, Ltd
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
211
39% high-net worth
Total advisors
3
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
70
Average account size
$0
About
Third Eye Associates, Ltd. provides financial life-planning and advisory services to individuals and families, including affluent and high-net-worth clients. The firm delivers planning on an hourly or fixed-retainer basis and, when appropriate, refers clients to third‑party money managers (currently AssetMark) for discretionary asset management.
TEA’s work centers on goals- and values-based life planning, using structured discovery tools and training from life‑planning programs to develop customized plans (the firm typically spends about ten hours in the discovery process). Recommendations may include a range of investment vehicles and tax, estate, insurance and cash‑flow analysis, but the firm does not execute discretionary portfolio management or hold client assets in custody.
Noteworthy distinctions include several regulatory disclosures: an employment‑related FINRA suspension of former owners more than ten years ago and a December 2024 administrative penalty in Vermont for failing to register a remote adviser (the firm reports no clients were involved). The firm is also atypical among peers in that it does not provide direct portfolio management and relies on fee‑for‑service planning (hourly and retainers) while maintaining staff credentials focused on life‑transition planning and fiduciary standards.
Client services
Expertise
Fee options
Fixed retainer fees for financial planning services: $2,500+ annual Maintenance, $4,500+ Standard, $5,000+ Couples, $6,000+ Business Owners (six-month rates), $7,000+ Transition Planning (annual)
$0 - $250,000: 1.20% $250,000 - $500,000: 1.05% $500,000 - $1,000,000: 0.85% $1,000,000 - $2,000,000: 0.65% $2,000,000+: 0.50%
$275 per hour
Minimum fee: Minimum fee of $825 for hourly financial planning Fee-only: Financial planning fees charged as hourly fees ($275/hour with minimum $825) and fixed retainers ranging from $2,500 to $7,000 annually or semi-annually depending on program
Most active in
California · Connecticut · District of Columbia · Florida · Louisiana · New Jersey · New York · North Carolina · Pennsylvania · Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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