The Worley Banks Group, LLC

The Worley Banks Group, LLC provides investment advisory services primarily to individual and high‑net‑worth clients and, through written agreements, to broker/dealer customers; as of February 2026 it reports approximately $184.3 million in assets under management across roughly 749 client accounts. Services include discretionary and non‑discretionary portfolio management, financial planning and consulting, and investment consulting to brokerage customers.

The firm uses third‑party model portfolios to generate allocation recommendations while retaining firm‑level discretion to set and implement client portfolios within managed account programs. Its investment process emphasizes asset allocation aligned with client risk tolerance and time horizon, employing techniques such as dollar‑cost averaging and both long‑ and short‑term positions, with quarterly reviews and event‑driven reassessments.

Distinctive features include formal consulting arrangements with broker/dealers to provide services to brokerage customers and the presence of firm personnel who are licensed insurance agents and may offer commissionable insurance products, with disclosed conflicts managed by firm policies and client consent. The firm also discloses that some service providers it uses incorporate artificial intelligence components and conducts periodic due diligence on those providers, while account oversight and review responsibilities are centralized under the firm’s principal reviewer.