The WealthPlan LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$87,476,559
Clients
132
28% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
132
Very HighAverage account size
$662,701
About
The WealthPlan LLC provides discretionary investment management and financial planning to individuals, high‑net‑worth clients, trusts, estates and business entities. Services described in the brochure include the Wealth Planner asset‑management program, one‑time planning projects, digital asset custody recommendations, held‑away account management, and occasional access to alternative investments.
The firm builds client portfolios around stated goals, time horizons and risk tolerance, using fundamental and technical analysis and conducting periodic reviews (at least annually). It relies on third‑party platforms to implement and custody certain strategies — for example, recommending a digital asset custodian and using an overlay provider to make allocation changes in held‑away employer plans via client‑provided access links — and offers cash‑management account recommendations.
Noteworthy features disclosed in the ADV include marketing that incorporates third‑party ratings and client testimonials (an uncommon practice for firms of this type) and the fact that the firm’s owner is a licensed insurance agent who may receive commissions on insurance and annuity sales, a conflict the brochure discloses. The brochure also highlights the firm’s use of third‑party digital‑asset custody and technology services (with associated custodian fees), potential compensation arrangements on certain alternative investments (including a share of carried interest), and a prior client settlement alleging unauthorized distributions.
Client services
Financial planning
Portfolio management
Selection of other advisers
Occupation focus
Founder/Business Owner
Fee options
Financial planning and consulting fees $500 to $7,500 annually; WealthPlanner Lite one-time $750 fee; flat one-time or ongoing annual fee of 1.5% (negotiable) for alternative investment access
$0 - $100,000: 1.50% $100,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.90% $3,000,001+: 0.75%
Account minimum: $250,000 (negotiable) for WealthPlanner; no minimum for WealthPlanner Lite Fee-only: Financial planning fees yearly flat fee between $500 and $7,500; WealthPlanner Lite one-time $750 fee; flat fees for alternative investment access (1.5% negotiable) and held-away account services (flat annual management fee)
Main office location
The WealthPlan LLC
60 Cutter Mill Road, Suite 100 G
Great Neck NY 11021, United States
Number of offices
1
Most active in
The WealthPlan LLC has reported serving >5 clients in these states in the last 12 months.
Florida · New Jersey · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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