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The Wealth Syndicate LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,542,766
Clients
80
1% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
80
Very HighAverage account size
$81,785
About
The Wealth Syndicate LLC is an independent, single‑advisor registered investment adviser that serves individual and high‑net‑worth clients with ongoing portfolio management and financial planning. The firm also publishes a subscription newsletter and hosts quarterly webinars covering investing, retirement, insurance planning, budgeting, and estate topics.
Investment recommendations are implemented through individualized Investment Policy Statements and employ fundamental analysis and modern portfolio theory with a long‑term trading orientation; accounts are reviewed at least quarterly and custodian statements are provided to clients. The adviser operates on a non‑discretionary basis, provides regular portfolio monitoring, and documents client risk tolerance and time horizons in the written plan.
Distinctive features include the firm’s paid periodical and webinar offerings, which are uncommon among similarly structured solo independent advisers, and explicit affiliations with the insurance industry. The firm’s principal is a licensed insurance producer and a representative of multiple insurers, insurance activities account for a material portion of the principal’s compensation (about 20% annually), and the firm discloses and documents commissions or conflicts when recommending commissionable insurance products; the firm may also refer clients to third‑party advisers and receive fee sharing.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Expertise
Life insurance needs analysis
Long-term care insurance
Disability insurance
College savings (529s, UTMA, etc.)
Fee options
$0 - $100,000: 1.50% $100,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001+: 0.75%
$19 monthly for The Wealth Syndicate Newsletter
Fee-only: Financial planning fees between $1,000 and $1,500 (negotiated fixed rate)
Main office location
The Wealth Syndicate LLC
8403 Colesville Road, Suite 1100
Silver Spring MD 20910, United States
Number of offices
1
Most active in
The Wealth Syndicate LLC has reported serving >5 clients in these states in the last 12 months.
District of Columbia · Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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