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The Wealth Observatory
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,595,050
Clients
8
50% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$1,199,381
About
The Wealth Observatory is an independent, state-registered advisory run by a single-owner advisor that provides investment consulting and comprehensive wealth planning to individual and estate clients. The firm offers a complimentary initial review, including an existing-portfolio analysis, and accepts clients without a formal asset minimum.
Its investment approach is explicitly academic and Modern Portfolio Theory–based, using written Investment Policy Statements to guide discretionary portfolio management, strategic asset allocation, and periodic rebalancing. Portfolios typically incorporate factor tilts toward smaller-cap, value, and higher-profitability equities while using high-quality, short- to intermediate-term fixed income to moderate volatility.
Compared with many peers, the firm manages several million dollars of discretionary assets for a very small, single-digit client roster, resulting in concentrated account relationships and personalized service. It also discloses flexible billing options beyond percentage-of-AUM (including flat retainers or hourly arrangements), uses a no-transaction-fee custodial platform (Altruist), does not maintain custody or vote proxies on client accounts, and notes the principal holds an insurance license though insurance sales are not currently solicited.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
General tax planning
Charitable giving & philanthropy
Fee options
Flat annual retainer fee up to $500+, billed six months in advance; amount based on complexity and negotiable
$0 - $4,999,999: 0.5% $5,000,000+: 0.3%
$100 per hour for investment consulting and wealth planning services
Main office location
The Wealth Observatory
Allen TX, United States
Number of offices
1
Most active in
The Wealth Observatory has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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