The Wealth Mastery, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,850,000
Clients
4
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
Very LowAverage account size
$462,500
About
The Wealth Mastery, LLC is a state‑registered, single‑advisor investment adviser that provides discretionary and non‑discretionary portfolio management and hourly financial planning to individual and high‑net‑worth clients. The firm generally charges percentage‑of‑AUM advisory fees for ongoing management and hourly fees for financial planning, and it typically requires a $200,000 account minimum.
Investment strategies are tailored to each client’s documented objectives and risk tolerance and draw on macro, fundamental, technical and charting analysis to set asset allocation, monitor portfolios, and identify rebalancing or tax‑loss harvesting opportunities. The firm offers clients the option of discretionary trading authority, conducts quarterly account reviews, and recommends a custodian (Altruist) with advisory fees commonly deducted from client accounts.
Noteworthy and uncommon aspects of the firm include a disclosed regulatory event — the firm’s licenses were revoked in January 2018 for failure to renew and the firm was re‑registered in 2022 — which is described in its disciplinary disclosures. The sole owner also operates a separate insurance‑agent business (about 10% of his time) and may receive commissions on insurance product sales; the brochure discloses this conflict and the firm states mitigation measures, and the firm’s very small scale (four clients and roughly $1.85 million in AUM) differentiates its operations from larger independent peers.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Wealth management
Tax-loss harvesting
Cash flow / budgeting
Fee options
$0 - $4,999,999: 1.0% annually $5,000,000 - $9,999,999: 0.90% annually $10,000,000 - $14,999,999: 0.80% annually $15,000,000+: 0.70% annually
$400 per hour for financial planning services
Account minimum: $200,000
Main office location
The Wealth Mastery, LLC
228 Hamilton Ave
Palo Alto CA 94301, United States
Number of offices
1
Most active in
The Wealth Mastery, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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