The Wealth Alliance, LLC

The Wealth Alliance, LLC provides investment management and financial planning to individuals (including high‑net‑worth clients), family trusts, estates, and employer‑sponsored retirement plans. The firm manages roughly $2.1 billion across more than 1,100 client accounts and offers both ongoing portfolio management and standalone planning, including a wrap‑fee program for bundled advisory and certain transaction and administrative costs.

WA typically follows a long‑term, diversified investment approach with tactical adjustments, tax‑aware considerations, and periodic rebalancing, relying on internal due diligence supplemented by independent research. Portfolios may be managed directly by WA or allocated to unaffiliated Independent Managers and platforms (for example, Adhesion Wealth Solutions and 55ip), and the firm accepts both discretionary and non‑discretionary mandates while accommodating documented client‑imposed restrictions when feasible.

Noteworthy aspects disclosed in the brochure include a minority investment in WA by Project Echo Acquisition and related upstream owners, a structure the firm says is mitigated by governance and compliance safeguards; and an institutional platform relationship with Fidelity that provides certain platform services at no additional cost. The firm also discloses capacity‑based conflicts — for example, some supervised persons are registered representatives of Purshe Kaplan Sterling (PKS) and may, in that separate brokerage role, execute fixed‑income transactions that generate commissions — and describes policies to disclose and manage those conflicts; WA reports no disciplinary history.